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Issuer (NYSE: COF) holder files notice to sell 2,064 common shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A shareholder filed a notice covering a planned sale of 2,064 shares of common stock of the issuer through Morgan Stanley Smith Barney LLC. The shares to be sold have an stated aggregate market value of 504,338.40, with an approximate sale date of 01/02/2026 on the NYSE. The filing notes that 635,733,605 shares of this class of common stock were outstanding at the time referenced.

The 2,064 shares were acquired on 03/11/2024 as Performance Shares from the issuer, with payment described as not applicable. The notice also reports that over the prior three months, the same seller disposed of 2,937 common shares on 12/01/2025 for gross proceeds of 640,706.55. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

How many COF shares are covered by this Form 144 notice?

The notice covers a planned sale of 2,064 shares of common stock of the issuer, with an aggregate stated market value of 504,338.40.

When are the 2,064 COF shares expected to be sold and on which exchange?

The filing states an approximate sale date of 01/02/2026, with the shares to be sold on the NYSE.

Who is the selling shareholder in this COF Form 144 filing?

The selling shareholder identified is Celia Edwards Karam, whose address is listed as 1680 Capital One Drive, McLean, VA 22102.

How were the 2,064 COF shares to be sold originally acquired?

The 2,064 shares were acquired on 03/11/2024 as Performance Shares from the issuer, with the nature of payment reported as "Not Applicable."

What recent COF share sales by this person are disclosed in the past 3 months?

The notice reports that on 12/01/2025, the seller disposed of 2,937 common shares for gross proceeds of 640,706.55.

How many COF common shares are outstanding according to this notice?

The filing states that there were 635,733,605 shares of the issuer’s common stock outstanding for the class referenced in the notice.

Which broker is handling the planned COF share sale in this Form 144?

The planned sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

Capital One Financial

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