COF (NYSE: COF) insider files notice to sell 13,450 common shares

Rhea-AI Filing Summary

An insider of COF has filed a notice of intent to sell 13,450 shares of the company’s common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE. The filing lists an aggregate market value of $3,362,500.00 for these shares, compared with 635,733,605 shares outstanding of the same class. The shares to be sold were originally acquired from the issuer through performance shares, an employee stock purchase plan, and restricted stock grants on various dates, including 02/15/2023, 03/31/2004, and 01/26/2012. The approximate date of sale stated in the notice is 01/05/2026, indicating this is a planned transaction rather than a completed trade.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13450	3362500.00	635733605	01/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2023	Performance Shares	ISSUER			5331	02/15/2023	Not Applicable
Common	03/31/2004	Employee Stock Purchase Plan	ISSUER			343	03/31/2004	Cash
Common	01/26/2012	Restricted Stock	ISSUER			7776	01/26/2012	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many COF shares are planned to be sold under this notice?

The notice states that 13,450 shares of COF common stock are planned to be sold.

What is the aggregate market value of the COF shares to be sold?

The filing lists an aggregate market value of $3,362,500.00 for the 13,450 shares to be sold.

On which exchange and through which broker will the COF shares be sold?

The shares are planned to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004.

When is the approximate date of sale for these COF shares?

The notice lists an approximate date of sale of 01/05/2026.

How many COF shares of this class are outstanding?

The filing states that there are 635,733,605 shares of this class of COF common stock outstanding.

How were the COF shares being sold originally acquired?

The shares were acquired from the issuer through performance shares on 02/15/2023 (5,331 shares), an employee stock purchase plan on 03/31/2004 (343 shares), and restricted stock on 01/26/2012 (7,776 shares).