Capital One (COF) investor lists planned sale of 1,183 common shares

Rhea-AI Filing Summary

Capital One Financial Corporation (COF) is the issuer of common stock referenced in a notice by shareholder Mark Mouadeb. A broker, Morgan Stanley Smith Barney LLC Executive Financial Services, is listed for a proposed NYSE transaction of 1,183 common shares dated August 4, 2026, with an aggregate market value of $260,260.00. The filer also reports having sold 690 common shares on August 3, 2026 for an aggregate market value of $148,350.00 during the prior three months.

Key Figures

Shares in proposed transaction: 1,183 shares Aggregate value proposed: $260,260.00 Shares sold in past 3 months: 690 shares +1 more

4 metrics

Shares in proposed transaction 1,183 shares Common stock associated with NYSE transaction dated 08/04/2026

Aggregate value proposed $260,260.00 Aggregate market value of 1,183 common shares

Shares sold in past 3 months 690 shares Common stock sale dated 08/03/2026

Aggregate value sold in past 3 months $148,350.00 Aggregate market value of 690 common shares

Key Terms

aggregate market value, Performance Shares, Securities Sold During The Past 3 Months

3 terms

aggregate market value financial

"with an aggregate market value of $260,260.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Performance Shares financial

"Common | 02/15/2025 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:13 PM Accepted by SEC EDGAR 08/04/2026 - 04:12 PM Learn about SEC filing dates

FAQ

What transaction is Mark Mouadeb reporting for Capital One Financial (COF)?

Mark Mouadeb reports a proposed transaction involving 1,183 shares of Capital One common stock through Morgan Stanley Smith Barney, dated August 4, 2026, with an aggregate market value of $260,260.00 on the NYSE.

How many COF shares has Mark Mouadeb sold in the past three months?

The filing lists a prior sale of 690 shares of Capital One common stock on August 3, 2026, with an aggregate market value of $148,350.00, reported under securities sold during the past three months.

What brokerage firm is handling the COF common stock for this filer?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, associated with the proposed transaction in Capital One common stock.

On which exchange are the COF shares in this notice intended to trade?

The common stock referenced in the notice is associated with the NYSE, indicating that the reported Capital One Financial (COF) shares relate to trading on the New York Stock Exchange.

What is the aggregate market value of COF shares in the proposed transaction?

The proposed NYSE transaction for Capital One common stock lists an aggregate market value of $260,260.00 for 1,183 shares, as disclosed in the securities information section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1183	260260.00	613484836	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Performance Shares	Issuer			1183	02/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARK MOUADEB 1680 Capital One Drive McLean VA 22102	Common	08/03/2026	690	148350.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)