Capital One insider plans sale of 3,487 shares

Capital One Financial is associated with a planned sale of up to 3,487 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $735,757.00 and a proposed sale date of July 29, 2026.

Rhea-AI Filing Summary

Capital One Financial is associated with a planned sale of up to 3,487 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $735,757.00 and a proposed sale date of July 29, 2026.

The shares were acquired from the issuer via an Employee Stock Purchase Plan on May 31, 2025 for 205 shares and via Performance Shares on February 15, 2026 for 3,282 shares.

Key Figures

Shares planned for sale: 3,487 shares Aggregate market value: $735,757.00 Proposed sale date: 07/29/2026 +2 more

5 metrics

Shares planned for sale 3,487 shares Common stock to be sold through Morgan Stanley Smith Barney LLC

Aggregate market value $735,757.00 Approximate value of 3,487 common shares planned for sale

Proposed sale date 07/29/2026 Planned NYSE sale date for the 3,487 common shares

ESPP shares acquired 205 shares Common shares acquired via Employee Stock Purchase Plan on 05/31/2025

Performance shares acquired 3,282 shares Common shares acquired via Performance Shares on 02/15/2026

Key Terms

Employee Stock Purchase Plan, Performance Shares, aggregate market value

3 terms

Employee Stock Purchase Plan financial

"Common | 05/31/2025 | Employee Stock Purchase Plan | Issuer"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Performance Shares financial

"Common | 02/15/2026 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

aggregate market value financial

"3487 | 735757.00 | 613484836 | 07/29/2026 | NYSE"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What amount of Capital One (COF) stock is planned to be sold?

The filing indicates a planned sale of up to 3,487 shares of Capital One common stock, with an approximate aggregate market value of $735,757.00, to be sold on the NYSE.

On which exchange will the planned Capital One (COF) stock sale occur?

The shares are expected to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services, as the executing broker for the planned disposition.

When is the planned sale date for the Capital One (COF) shares?

The proposed sale date for the 3,487 COF common shares is listed as July 29, 2026, subject to applicable securities law and market conditions at the time.

How were the Capital One (COF) shares to be sold originally acquired?

The shares were acquired from the issuer via an Employee Stock Purchase Plan on May 31, 2025 for 205 shares and via Performance Shares on February 15, 2026 for 3,282 shares.

What is the approximate market value of the planned Capital One (COF) stock sale?

The planned sale of 3,487 COF common shares has an indicated aggregate market value of about $735,757.00, based on the price reference used in the disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 04:07 PM Accepted by SEC EDGAR 07/29/2026 - 04:06 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001706865
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	TIMOTHY GOLDEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3487	735757.00	613484836	07/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/31/2025	Employee Stock Purchase Plan	Issuer			205	05/31/2025	Cash
Common	02/15/2026	Performance Shares	Issuer			3282	02/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the purchase of Employee Stock Purchase Plan shares during the period of 05/31/2025 through 06/30/2026.
Date of Notice	07/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Timothy P Golden
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)