Capital One retail bank chief sells 2,017 shares
Capital One’s Retail Bank president executed a pre-planned sale of 2,017 COF shares and now directly holds 57,696 shares.
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Form Type
4
Rhea-AI Filing Summary
CAPITAL ONE FINANCIAL CORP (COF) reported that Celia Karam, President of the Retail Bank, sold 2,017 shares of common stock on September 15, 2026 at $206.07 per share in an open-market transaction. The sale was made under a Rule 10b5-1 trading plan adopted on May 14, 2026, and she now holds 57,696 shares, including shares acquired through the company’s associate stock purchase plan.
Insider Trade Summary 10b5-1
Net Seller: 2,017 shares
Net Sell
1 txn
Insider
Karam Celia
Role
Pres, Retail Bank
Sold
2,017 shs ($416K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2 | 2,017 | $206.07 | $416K |
Holdings After Transaction:
Common Stock — 57,696 shares (Direct)
Footnotes (2)
- F1. This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Key Figures
Shares sold: 2,017 shares
Sale price per share: $206.07 per share
Shares held after transaction: 57,696 shares
+2 more
5 metrics
Shares sold
2,017 shares
Open-market sale of Capital One common stock on September 15, 2026
Sale price per share
$206.07 per share
Price received for the 2,017 shares sold on September 15, 2026
Shares held after transaction
57,696 shares
Direct holdings of Celia Karam after the September 15, 2026 sale
Net shares sold in this report
2,017 shares
Net change in holdings from reported transactions in this Form 4
Rule 10b5-1 plan adoption date
May 14, 2026
Date Celia Karam entered into the trading plan governing this sale
Key Terms
Rule 10b5-1, trading plan, Associate Stock Purchase Plan, Common Stock
4 terms
Rule 10b5-1 regulatory
"entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
trading plan financial
"This transaction was executed pursuant to a trading plan entered into by the reporting person"
A trading plan is a written set of rules an investor follows about what to buy or sell, when to enter and exit positions, and how much risk to accept—like a travel itinerary that maps the route, stops, and budget before a trip. It matters because it helps remove emotional decisions during market swings, enforces discipline, and makes performance easier to review and improve, reducing the chance of costly impulsive moves.
Associate Stock Purchase Plan financial
"Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan"
A company program that lets employees buy the company’s shares at a discount, often through payroll deductions over a set offering period. Like a discount buying club for staff, it encourages workers to own a piece of the business, aligning their interests with shareholders and boosting retention. For investors, such plans can signal employee confidence and create steady demand for shares but may also slightly increase share count over time.
Common Stock financial
"Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did COF disclose for Celia Karam?
Celia Karam sold 2,017 shares of Capital One common stock on September 15, 2026 at $206.07 per share in an open-market transaction pursuant to a Rule 10b5-1 trading plan.
What was the total size of Celia Karam’s COF stock sale?
The transaction involved the sale of 2,017 shares of Capital One common stock at $206.07 per share, representing a net sale of 2,017 shares in this report.
Was the COF insider sale made under a Rule 10b5-1 plan?
Yes. The sale was executed under a Rule 10b5-1 trading plan that Celia Karam entered into on May 14, 2026, in accordance with the Securities Exchange Act of 1934.
What is Celia Karam’s role at CAPITAL ONE FINANCIAL CORP (COF)?
Celia Karam is an officer of Capital One Financial Corp, serving as President, Retail Bank, according to the reported information.
Does the COF disclosure mention stock acquired through an employee plan?
Yes. The reported post-transaction holdings of 57,696 shares include shares that Celia Karam acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
