Capital One Financial (NYSE: COF) exec sells 9,726 shares in 10b5-1 plan

Q: What insider stock sale did Capital One (COF) report for executive Raghu Ravi?

Capital One reported that Raghu Ravi sold 9,726 shares of common stock on July 31, 2026 . The sales were executed in three open-market transactions at reported weighted average prices between about $209 and $211 per share.

Q: At what prices did Raghu Ravi sell Capital One (COF) shares?

The reported weighted average sale prices were $209.27 , $210.02 , and $210.70 per share. Footnotes state the underlying trades occurred in ranges from $208.59 to $210.89 , with details by price level available upon request.

Q: How many separate transactions were involved in Raghu Ravi’s Capital One (COF) stock sale?

The filing lists three separate open-market transactions on July 31, 2026 . These covered 3,462 shares at $209.27, 5,820 shares at $210.02, and 444 shares at $210.70, all reported as weighted average prices.

Q: What is Raghu Ravi’s role at Capital One (COF) in relation to this stock sale?

Raghu Ravi is identified as President, Software, International & Small Business at Capital One Financial Corp. The reported transactions involve his direct ownership of common stock, according to the ownership coding in the filing.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

CAPITAL ONE FINANCIAL CORP officer Raghu Ravi, President, Software, International & Small Business, reported selling a total of 9,726 shares of common stock on July 31, 2026 in three open-market transactions executed under a pre-arranged Rule 10b5-1 trading plan adopted April 23, 2026. The reported weighted average sale prices were $209.27, $210.02, and $210.70 per share, with individual trades completed within disclosed ranges from $208.59 to $210.89.

Insights

Analyzing...

Insider Trade Summary 10b5-1

Net Seller: 9,726 shares

Net Sell 3 txns

Insider Raghu Ravi

Role Pres, Software, Intl & Sm Bus

Sold 9,726 shs ($2.04M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F1, F2}	3,462	$209.27	$724K
Sale	Common Stock ^{F1, F3}	5,820	$210.02	$1.22M
Sale	Common Stock ^{F1, F4}	444	$210.70	$94K

Holdings After Transaction: Common Stock — 26,328 shares (Direct)

Footnotes (4)

F1. This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request.
F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request.
F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request.

Key Figures

Total shares sold: 9,726 shares Shares sold (lot 1): 3,462 shares Weighted average price (lot 1): $209.27 per share +4 more

7 metrics

Total shares sold 9,726 shares Aggregate common stock sold by Raghu Ravi on July 31, 2026

Shares sold (lot 1) 3,462 shares Common stock sold on July 31, 2026 at a weighted average price of $209.27

Weighted average price (lot 1) $209.27 per share 3,462-share sale; underlying trades ranged from $208.59 to $209.57

Shares sold (lot 2) 5,820 shares Common stock sold on July 31, 2026 at a weighted average price of $210.02

Weighted average price (lot 2) $210.02 per share 5,820-share sale; underlying trades ranged from $209.60 to $210.54

Shares sold (lot 3) 444 shares Common stock sold on July 31, 2026 at a weighted average price of $210.70

Weighted average price (lot 3) $210.70 per share 444-share sale; underlying trades ranged from $210.63 to $210.89

Key Terms

Rule 10b5-1, weighted average price, open market or private transaction

3 terms

Rule 10b5-1 regulatory

"trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open market or private transaction financial

"Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 04:10 PM Accepted by SEC EDGAR 08/03/2026 - 04:10 PM

FAQ

What insider stock sale did Capital One (COF) report for executive Raghu Ravi?

Capital One reported that Raghu Ravi sold 9,726 shares of common stock on July 31, 2026. The sales were executed in three open-market transactions at reported weighted average prices between about $209 and $211 per share.

At what prices did Raghu Ravi sell Capital One (COF) shares?

The reported weighted average sale prices were $209.27, $210.02, and $210.70 per share. Footnotes state the underlying trades occurred in ranges from $208.59 to $210.89, with details by price level available upon request.

How many separate transactions were involved in Raghu Ravi’s Capital One (COF) stock sale?

The filing lists three separate open-market transactions on July 31, 2026. These covered 3,462 shares at $209.27, 5,820 shares at $210.02, and 444 shares at $210.70, all reported as weighted average prices.

Was Raghu Ravi’s sale of Capital One (COF) shares under a Rule 10b5-1 trading plan?

Yes. Footnotes state the transactions were executed under a Rule 10b5-1 trading plan entered into on April 23, 2026. Such pre-arranged plans are designed to schedule trades in advance, reducing the significance of trade timing.

What is Raghu Ravi’s role at Capital One (COF) in relation to this stock sale?

Raghu Ravi is identified as President, Software, International & Small Business at Capital One Financial Corp. The reported transactions involve his direct ownership of common stock, according to the ownership coding in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Raghu Ravi

(Last)

(First)

(Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN

VIRGINIA

22102

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Pres, Software, Intl & Sm Bus

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	07/31/2026		S		3,462	D	$209.27	32,592⁽²⁾	D
Common Stock⁽¹⁾	07/31/2026		S		5,820	D	$210.02	26,772⁽³⁾	D
Common Stock⁽¹⁾	07/31/2026		S		444	D	$210.7	26,328⁽⁴⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request.

Remarks:

	/s/ Katherine DeLuca (POA on file)	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR