Welcome to our dedicated page for Cohen Company SEC filings (Ticker: COHN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cohen & Company Inc. filings document a Maryland financial services company with an operating subsidiary, broker-dealer activities, asset management operations and sponsored-SPAC interests. Recent Form 8-K reports cover earnings releases, dividend announcements, material agreements, at-the-market common stock issuance arrangements, and events tied to Columbus Circle sponsor and underwriting activity.
Proxy materials describe annual meeting procedures, director and governance matters, and voting rights for common stock and Series E and Series F voting non-convertible preferred stock. Other disclosures address the Cohen & Company, LLC operating agreement, LTIP unit authorization, capital structure, Regulation FD communications and related exhibit filings.
Cohen & Company Inc. files a Form S-3 shelf prospectus to register an aggregate of up to 600,000 shares of its common stock for resale by selling stockholders. These 600,000 shares were issued in connection with a redemption of Operating LLC units and were delivered on May 15, 2026.
The registration is a resale registration by selling stockholders (the company will not receive proceeds). The prospectus states shares may be sold at fixed, market, negotiated or other prices and that the company will pay registration expenses. Shares outstanding were stated as 2,510,655 as of May 12, 2026 for percentage calculations; last reported sale price was $13.00 on May 12, 2026.
Cohen & Company Inc. reported much stronger results for the three months ended March 31, 2026. Total revenues rose to $57.9 million from $28.7 million a year earlier, driven mainly by investment banking and new issue revenue of $45.7 million and net trading revenue of $13.2 million.
Operating income increased to $5.1 million from $0.1 million, and net income attributable to Cohen & Company Inc. grew to $1.5 million from $0.3 million. Basic earnings per share were $0.82 versus $0.19, while diluted earnings per share were $0.42.
At March 31, 2026, total assets were $684.1 million and total equity was $100.1 million. Cash and cash equivalents declined to $19.0 million, with net cash used in operating activities of $31.2 million. The company reported $1.3 billion in assets under management and continued to expand SPAC-related activities, including Columbus Circle Capital vehicles and an investment in ProCap Financial (ticker BRR).
Cohen & Company Inc. reported first quarter 2026 results and declared a quarterly dividend of $0.25 per share. Revenue was $57.9 million, driven mainly by $45.7 million from investment banking and new issue activity and $13.2 million from net trading.
Net income attributable to Cohen & Company Inc. was $1.5 million, or $0.42 per fully diluted share, compared with $0.19 per share a year earlier. Adjusted pre-tax income, a non-GAAP measure, was $4.0 million, or $0.65 per fully diluted share.
Management highlighted continued growth in the gestation repo business, which reached a $3.9 billion book size, and the completion of the sponsored SPAC Columbus Circle Capital Corp. II’s $230 million IPO. As of March 31, 2026, the company had approximately $1.3 billion of assets under management.
Cohen & Co Inc. Executive Chairman Daniel G. Cohen reported a bona fide gift of 8,000 shares of common stock. The gift was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration transfer.
After the gift, Cohen directly holds 24,757 shares of common stock. A separate entry shows 80,000 shares of common stock held indirectly through the EBC 2013 Family Trust, indicating an additional indirect ownership position.
Cohen & Company Inc. is asking stockholders to vote at an all-virtual annual meeting on June 3, 2026. Investors will elect five directors, approve a major expansion of the 2020 Long-Term Incentive Plan, and ratify Grant Thornton LLP as independent auditor for 2026.
The incentive plan amendment would raise common shares authorized for issuance from 2,500,000 to 4,500,000 and add an automatic annual increase of 9% of fully diluted common shares from July 1, 2027 through July 1, 2030. The proxy also details sizable 2024–2025 cash and equity bonuses for top executives, tied to strong growth in adjusted pre-tax income, investment banking revenue and mortgage-related activities, as well as special and regular dividends and capital management steps.
Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026. The gift was made at a stated price of $0.00 per share and is not a market sale.
Following the gift, Cohen holds 32,757 common shares directly. He also has indirect ownership of 80,000 common shares held by the EBC 2013 Family Trust, giving him a substantial continuing stake in the company after the reported transfer.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of company common stock over two days. He sold 6,113 shares on March 19, 2026 at a weighted average price of $17.15 per share, in multiple trades between $17.1383 and $17.1839. He then sold 705 shares on March 20, 2026 at a weighted average price of $15.58, with individual trades between $15.01 and $15.6735. After these sales, he directly holds 69,073 shares of Cohen & Co Inc. common stock.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, was granted 160,000 Cohen & Company, LLC LTIP Units as a long-term equity award under the company’s 2020 Long-Term Incentive Plan. The LTIP Units were awarded at a price of $0.00 per unit.
The LTIP Units are restricted membership units intended to qualify as profits interests for U.S. federal income tax purposes. They are scheduled to vest in stages, with 20% of the units vesting on each of the first five anniversaries of the grant date, subject to Mr. Pooler’s continued service on each vesting date.
After restrictions on applicable LTIP Units lapse, Mr. Pooler may convert vested LTIP Units into membership units of Cohen & Company, LLC on a one-for-one basis, consistent with the plan and the LLC agreement. Following any such conversion, he may cause the LLC to redeem those units for either cash or, at the company’s option, one share of Cohen & Co Inc. common stock for every ten units. Separately, Mr. Pooler directly holds 75,891 shares of Cohen & Co Inc. common stock following the reported transactions.