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Cohen & Company Inc. disclosed that its broker-dealer subsidiary, Cohen & Company Securities, LLC, entered into a Fourth Amendment to its existing loan agreement with Byline Bank. The revolving credit facility remains up to $15 million, but several key terms were updated.
The amendment extends both the loan maturity and the last date for borrowing from June 18, 2026 to June 18, 2028. It also adds a covenant that a failure to maintain Excess Net Capital of at least $30 million, unless restored within two business days, will be an event of default. In addition, the required Tangible Net Worth from and after March 31, 2027 increases from $70 million to $80 million.
Cohen & Company Inc. reported the results of its 2026 annual stockholder meeting, held online. Stockholders re-elected five directors, including Daniel G. Cohen and Diana Louise Liberto, with each nominee receiving over 3.17 million votes in favor and broker non-votes of 981,292.
Investors approved an amendment to the 2020 Long-Term Incentive Plan, increasing common shares authorized for issuance from 2,500,000 to 4,500,000, and adding automatic annual increases of 9% of fully diluted common shares on July 1 from 2027 through 2030. Stockholders also ratified Grant Thornton LLP as independent registered public accounting firm for the year ending December 31, 2026.
Cohen & Company Inc. filed an 8-K to furnish a new investor presentation dated May 26, 2026. The deck highlights that revenue grew from $146M in 2021 to $276M in 2025, driven largely by its investment banking franchise, which recorded a 60% revenue CAGR over that period.
The company reports 191 announced or closed investment banking transactions since 2021, including more than $81.6B in announced M&A and $25.2B in announced financing transactions. It emphasizes leadership in SPAC IPOs and De-SPAC advisory, repeat sponsor relationships, and a pipeline of capital raises and strategic combinations.
The presentation also outlines diversified activities in sales & trading and asset management, including a $3.9B institutional mortgage funding program and $1.4B of insurance-focused assets under management as of December 31, 2025. Capital structure data show cash of $19, total debt of $50, enterprise value of $107, a regular 2025 dividend of $1.00 per share, and price-to-book of 0.5x.
Cohen & Company Inc. files a Form S-3 shelf prospectus to register an aggregate of up to 600,000 shares of its common stock for resale by selling stockholders. These 600,000 shares were issued in connection with a redemption of Operating LLC units and were delivered on May 15, 2026.
The registration is a resale registration by selling stockholders (the company will not receive proceeds). The prospectus states shares may be sold at fixed, market, negotiated or other prices and that the company will pay registration expenses. Shares outstanding were stated as 2,510,655 as of May 12, 2026 for percentage calculations; last reported sale price was $13.00 on May 12, 2026.
Cohen & Company Inc. reported much stronger results for the three months ended March 31, 2026. Total revenues rose to $57.9 million from $28.7 million a year earlier, driven mainly by investment banking and new issue revenue of $45.7 million and net trading revenue of $13.2 million.
Operating income increased to $5.1 million from $0.1 million, and net income attributable to Cohen & Company Inc. grew to $1.5 million from $0.3 million. Basic earnings per share were $0.82 versus $0.19, while diluted earnings per share were $0.42.
At March 31, 2026, total assets were $684.1 million and total equity was $100.1 million. Cash and cash equivalents declined to $19.0 million, with net cash used in operating activities of $31.2 million. The company reported $1.3 billion in assets under management and continued to expand SPAC-related activities, including Columbus Circle Capital vehicles and an investment in ProCap Financial (ticker BRR).
Cohen & Company Inc. reported first quarter 2026 results and declared a quarterly dividend of $0.25 per share. Revenue was $57.9 million, driven mainly by $45.7 million from investment banking and new issue activity and $13.2 million from net trading.
Net income attributable to Cohen & Company Inc. was $1.5 million, or $0.42 per fully diluted share, compared with $0.19 per share a year earlier. Adjusted pre-tax income, a non-GAAP measure, was $4.0 million, or $0.65 per fully diluted share.
Management highlighted continued growth in the gestation repo business, which reached a $3.9 billion book size, and the completion of the sponsored SPAC Columbus Circle Capital Corp. II’s $230 million IPO. As of March 31, 2026, the company had approximately $1.3 billion of assets under management.
Cohen & Co Inc. Executive Chairman Daniel G. Cohen reported a bona fide gift of 8,000 shares of common stock. The gift was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration transfer.
After the gift, Cohen directly holds 24,757 shares of common stock. A separate entry shows 80,000 shares of common stock held indirectly through the EBC 2013 Family Trust, indicating an additional indirect ownership position.
Cohen & Company Inc. is asking stockholders to vote at an all-virtual annual meeting on June 3, 2026. Investors will elect five directors, approve a major expansion of the 2020 Long-Term Incentive Plan, and ratify Grant Thornton LLP as independent auditor for 2026.
The incentive plan amendment would raise common shares authorized for issuance from 2,500,000 to 4,500,000 and add an automatic annual increase of 9% of fully diluted common shares from July 1, 2027 through July 1, 2030. The proxy also details sizable 2024–2025 cash and equity bonuses for top executives, tied to strong growth in adjusted pre-tax income, investment banking revenue and mortgage-related activities, as well as special and regular dividends and capital management steps.