Cohen & Co chair reports 17,600-share gift

Daniel G. Cohen, Executive Chairman, director and 10% owner of Cohen & Co Inc., reported a bona fide gift of 17,600 shares of common stock (par value $0.01) on 2026-07-17 at $0.0000 per share.

Rhea-AI Filing Summary

Daniel G. Cohen, Executive Chairman, director and 10% owner of Cohen & Co Inc., reported a bona fide gift of 17,600 shares of common stock (par value $0.01) on 2026-07-17 at $0.0000 per share. After this transfer, he directly holds 107,157 shares and indirectly holds 80,000 shares through EBC 2013 Family Trust. The filing does not indicate that these transactions were made under a Rule 10b5-1 trading plan.

Insider Trade Summary

17,600 shares gifted

Gift 2 txns

Insider COHEN DANIEL G

Role Executive Chairman

Type	Security	Shares	Price	Value
Gift	Common Stock, par value $0.01 per share	17,600	$0.00	$0.00
holding	Common Stock, par value $0.01 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 107,157 shares (Direct); Common Stock, par value $0.01 per share — 80,000 shares (Indirect, By EBC 2013 Family Trust)

Key Figures

Shares gifted: 17,600 shares Gift price per share: $0.0000 per share Direct holdings after transaction: 107,157 shares +2 more

5 metrics

Shares gifted 17,600 shares Bona fide gift of common stock on 2026-07-17

Gift price per share $0.0000 per share Reported transaction price for the bona fide gift

Direct holdings after transaction 107,157 shares Common stock directly owned by Daniel G. Cohen after gift

Indirect holdings via trust 80,000 shares Common stock held indirectly through EBC 2013 Family Trust

Gift transactions in filing 1 gift, 17,600 shares Transaction summary for bona fide gifts in this report

Key Terms

Bona fide gift, par value, indirect ownership, acquired_disposed_code

4 terms

Bona fide gift financial

"transaction_code_description: "Bona fide gift" for the 17,600-share transfer"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

par value financial

"security_title: "Common Stock, par value $0.01 per share""

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

indirect ownership financial

"ownership_type: "indirect" with nature_of_ownership "By EBC 2013 Family Trust""

acquired_disposed_code financial

"acquired_disposed_code: "D" indicating disposition in the gift entry"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did COHN report for Executive Chairman Daniel G. Cohen?

Cohen & Co Inc. reported that Executive Chairman Daniel G. Cohen made a bona fide gift of 17,600 shares of common stock on 2026-07-17 at $0.0000 per share. This is a transfer without consideration, not an open-market purchase or sale.

How many COHN shares does Daniel G. Cohen hold after the reported gift?

After the reported gift, Daniel G. Cohen directly holds 107,157 shares of Cohen & Co Inc. common stock. He also indirectly holds 80,000 shares through the EBC 2013 Family Trust, reflecting both his direct and indirect ownership positions.

Was the COHN insider gift by Daniel G. Cohen made under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox was not affirmed, so the reported gift was not classified as being made under a Rule 10b5-1 trading plan. It is presented as a discretionary bona fide gift transaction.

What was the price per share for Daniel G. Cohen’s COHN stock gift?

The bona fide gift by Daniel G. Cohen involved 17,600 shares at a reported price of $0.0000 per share. This zero price reflects that the transfer was a gift, with no cash consideration exchanged for the shares.

How is indirect ownership reported for COHN shares held by Daniel G. Cohen?

Daniel G. Cohen reports 80,000 COHN shares as indirectly owned through the EBC 2013 Family Trust. This is classified as indirect ownership, distinguishing those shares from his directly held 107,157 shares after the reported gift transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/17/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COHEN DANIEL G

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, 17TH FLOOR

(Street)

PHILADELPHIA PENNSYLVANIA 19104-2870

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	07/17/2026		G		17,600	D	$0.00	107,157	D
Common Stock, par value $0.01 per share								80,000	I	By EBC 2013 Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)