Cohen & Co (COHN) director and 10% owner reports 30,000-share gift

Rhea-AI Filing Summary

Cohen & Co Inc. reported an insider stock gift by a director, executive chairman and 10% owner. On 12/30/2025, the reporting person transferred 30,000 shares of common stock (par value $0.01 per share) in a transaction coded "G," which indicates a gift, at a stated price of $0.00 per share.

After this transaction, the insider beneficially owned 52,757 common shares directly and an additional 80,000 common shares indirectly through the EBC 2013 Family Trust, according to the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COHEN DANIEL G

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, 17TH FLOOR

(Street)

PHILADELPHIA PA 19104-2870

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
12/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	12/30/2025		G		30,000	D	$0.00	52,757	D
Common Stock, par value $0.01 per share								80,000	I	By EBC 2013 Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	12/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Cohen & Co (COHN) report in this Form 4?

The filing reports that a director, executive chairman and 10% owner of Cohen & Co Inc. made a gift of 30,000 shares of common stock on 12/30/2025 in a transaction coded "G" at a stated price of $0.00 per share.

How many Cohen & Co (COHN) shares did the insider own after the reported transaction?

Following the reported gift, the insider beneficially owned 52,757 shares of Cohen & Co common stock directly and 80,000 shares indirectly through the EBC 2013 Family Trust.

What does the transaction code "G" mean in this Cohen & Co (COHN) Form 4?

In this Form 4, the transaction code "G" is used for the reported movement of 30,000 Cohen & Co common shares, indicating that the shares were transferred as a gift at a stated price of $0.00 per share.

What roles does the reporting person hold at Cohen & Co (COHN)?

The reporting person is identified as a Director, Executive Chairman, and a 10% Owner of Cohen & Co Inc. in the filing.

How is indirect ownership of Cohen & Co (COHN) shares held by the insider?

The filing states that 80,000 Cohen & Co common shares are held indirectly by the insider through the EBC 2013 Family Trust.

Was any cash consideration reported for the 30,000-share Cohen & Co (COHN) transaction?

No cash consideration was reported; the 30,000 common shares were transferred at a stated price of $0.00 per share, consistent with a gift transaction.