Cohen & Co director awarded 2,300 shares

Cohen & Company Inc. director Jack J. DiMaio Jr. reported an equity award of common stock.

Rhea-AI Filing Summary

Cohen & Company Inc. director Jack J. DiMaio Jr. reported an equity award of common stock. On December 19, 2025, he was granted 2,300 shares of Cohen & Company Inc. common stock at $0.00 per share under the Company's 2020 Long-Term Incentive Plan, as amended. Following this award, he directly beneficially owns 23,233 common shares.

Insider Trade Summary

Grant/Award: 2,300 shares

Grant/Award 1 txn

Insider DiMaio Jack J. Jr.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.01 per share	2,300	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $0.01 per share — 23,233 shares (Direct)

Footnotes (1)

1. F1. Mr. DiMaio was awarded 2,300 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Cohen & Company Inc. (COHN) report for Jack J. DiMaio Jr.?

Cohen & Company Inc. reported that director Jack J. DiMaio Jr. received an award of 2,300 shares of common stock. The transaction was coded as an acquisition at $0.00 per share under the company’s 2020 Long-Term Incentive Plan, as amended.

How many Cohen & Company Inc. (COHN) shares does Jack J. DiMaio Jr. own after this Form 4?

After the reported transaction, Jack J. DiMaio Jr. directly beneficially owns 23,233 shares of Cohen & Company Inc. common stock. This total reflects the addition of 2,300 shares awarded on December 19, 2025 under the company’s long-term incentive plan.

What was the price per share for the 2,300 Cohen & Company Inc. (COHN) shares awarded?

The 2,300 Cohen & Company Inc. common shares were awarded at a price of $0.00 per share. This indicates a stock grant rather than an open-market purchase, consistent with an equity award under the company’s 2020 Long-Term Incentive Plan.

On what date was the Cohen & Company Inc. (COHN) stock award to Jack J. DiMaio Jr. effective?

The stock award to Jack J. DiMaio Jr. was effective on December 19, 2025. That date is shown as the transaction date for the acquisition of 2,300 common shares reported in the Form 4 insider filing with the SEC.

Under which plan were the 2,300 Cohen & Company Inc. (COHN) shares granted to Jack J. DiMaio Jr.?

The 2,300 shares of Cohen & Company Inc. common stock were granted under the Company’s 2020 Long-Term Incentive Plan, as amended. This plan is used to award equity-based compensation such as stock grants to eligible participants, including directors.

Is Jack J. DiMaio Jr. a director or officer of Cohen & Company Inc. (COHN)?

Jack J. DiMaio Jr. is identified as a director of Cohen & Company Inc. in the Form 4. The filing does not list him as an officer or 10% owner, and the reported transaction reflects his director-level equity compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/29/2026 - 04:05 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DiMaio Jack J. Jr.

(Last) (First) (Middle)

C/O COHEN & CO INC.

2929 ARCH STREET, SUITE 1703

(Street)

PHILADELPHIA PA 19104-2870

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	12/19/2025		A		2,300(1)	A	$0.00	23,233	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Mr. DiMaio was awarded 2,300 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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