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CommScope (COMM) CEO reports new performance-based share awards plan

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(Neutral)
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(Neutral)
Form Type
4

Rhea-AI Filing Summary

CommScope Holding Company, Inc. granted additional equity awards to its President and CEO, Charles L. Treadway. On 01/08/2026, he received 101,847 shares of common stock, 70,425 shares of common stock, and 525,000 shares of common stock at a price of $0 per share, all tied to previously granted performance share units.

These awards were earned after the company’s performance for periods ending on 12/31/2025 met or exceeded specified performance criteria, and the resulting performance share units are scheduled to vest on 06/01/2026, subject to his continued employment. Following these grants, Treadway beneficially owns 6,127,909 shares of CommScope common stock directly, including significant restricted stock unit holdings that vest over several future dates.

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Insider Treadway Charles L.
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 101,847 $0.00 --
Grant/Award Common Stock 70,425 $0.00 --
Grant/Award Common Stock 525,000 $0.00 --
Holdings After Transaction: Common Stock — 5,532,484 shares (Direct)
Footnotes (1)
  1. On 03/01/2023, the reporting person was granted 422,600 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 422,600 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee has determined that 101,847 additional performance share units have been earned based upon actual performance, which performance period ended on 12/31/2025, and such additional performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. As previously reported, includes (a) 440,000 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (b) 893,334 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (c) 787,500 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026. 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. On 03/01/2023, the reporting person was granted 281,700 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 492,975 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee has determined that 70,425 additional performance share units have been earned based upon actual performance, which performance period ended on 12/31/2025, and such additional performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. On 03/01/2025, the reporting person was granted and award of performance share units, 262,500 of which related to performance over a performance period ending on 12/31/2025, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria for such performance period was exceeded, resulting in a total of 525,000 performance share units earned. These performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Treadway Charles L.
(Last) (First) (Middle)
C/O COMMSCOPE HOLDING COMPANY, INC.
2601 TELECOM PARKWAY
(Street)
RICHARDSON TX 75082
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CommScope Holding Company, Inc. [ COMM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 A 101,847 A(1) $0 5,532,484(2) D
Common Stock 01/08/2026 A 70,425 A(3) $0 5,602,909(2) D
Common Stock 01/08/2026 A 525,000 A(4) $0 6,127,909(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On 03/01/2023, the reporting person was granted 422,600 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 422,600 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee has determined that 101,847 additional performance share units have been earned based upon actual performance, which performance period ended on 12/31/2025, and such additional performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
2. As previously reported, includes (a) 440,000 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (b) 893,334 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (c) 787,500 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026. 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer.
3. On 03/01/2023, the reporting person was granted 281,700 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 492,975 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee has determined that 70,425 additional performance share units have been earned based upon actual performance, which performance period ended on 12/31/2025, and such additional performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
4. On 03/01/2025, the reporting person was granted and award of performance share units, 262,500 of which related to performance over a performance period ending on 12/31/2025, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria for such performance period was exceeded, resulting in a total of 525,000 performance share units earned. These performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
/s/ Michael D. Coppin, Under a Power of Attorney 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CommScope (COMM) disclose for its CEO?

CommScope reported that President and CEO Charles L. Treadway was credited on 01/08/2026 with 101,847, 70,425, and 525,000 shares of common stock at $0 per share, reflecting performance-based share awards converted into common stock.

Why did Charles L. Treadway receive new CommScope (COMM) shares?

The new shares reflect previously granted performance share units from 03/01/2023 and 03/01/2025 that were earned after CommScope’s performance for periods ending on 12/31/2025 met or exceeded specified performance criteria.

When will the new CommScope (COMM) performance-based shares vest for the CEO?

The additional performance share units tied to 101,847, 70,425, and 525,000 shares are scheduled to vest on 06/01/2026, subject to Charles L. Treadway’s continued employment with CommScope.

How many CommScope (COMM) shares does the CEO own after these awards?

After the reported grants, Charles L. Treadway beneficially owns 6,127,909 shares of CommScope common stock directly, which includes previously reported restricted stock units and performance-based awards.

What other equity awards are outstanding for the CommScope (COMM) CEO?

The beneficial ownership figure includes (a) 440,000 restricted stock units granted on 03/01/2024, (b) 893,334 restricted stock units granted on 06/01/2024, and (c) 787,500 restricted stock units granted on 03/01/2025, each set to vest in tranches between 06/01/2026 and 06/01/2028, subject to continued employment.

Were the CommScope (COMM) CEO’s new shares purchased on the open market?

No. The reported 101,847, 70,425, and 525,000 shares of common stock were acquired at $0 per share through vesting of performance share units, not through open-market purchases.