[144] Compass, Inc. SEC Filing

Rhea-AI Filing Summary

Compass, Inc. (COMP) insider Bradley Serwin filed a Form 144 notice to sell 20,952 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an indicated aggregate market value of $208,891.44. The shares were acquired as restricted stock units from the issuer on 04/04/2023. Company common shares outstanding were 561,061,452 at the time referenced in the notice. In the past three months, Serwin has already completed several Rule 10b5-1 common stock sales, including 13,969 shares on 11/21/2025 for gross proceeds of $139,690.00 and 13,065 shares on 08/25/2025 for gross proceeds of $124,117.50.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20952	208891.44	561061452	11/24/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/04/2023	Restricted Stock Units	Issuer			20952	04/04/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	11/21/2025	13969	139690.00
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	11/12/2025	904	8588.00
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	11/11/2025	903	8127.00
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	08/25/2025	13065	124117.50

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the COMP Form 144 filing disclose?

The filing discloses that Bradley Serwin, an insider of Compass, Inc. (COMP), has notified regulators of his intention to sell 20,952 shares of COMP common stock under Rule 144.

How many Compass (COMP) shares are proposed to be sold and what is their value?

The notice covers a proposed sale of 20,952 COMP common shares with an indicated aggregate market value of $208,891.44, to be executed on the NYSE.

When and how did the COMP insider acquire the shares being sold?

The shares were acquired on 04/04/2023 as restricted stock units from the issuer, Compass, Inc., and the amount acquired on that date matches the 20,952 shares now covered by the Form 144.

How many Compass (COMP) shares were outstanding according to the notice?

The Form 144 indicates that 561,061,452 COMP common shares were outstanding as referenced in the securities information section.

Which broker will handle the planned COMP share sale?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the broker for the planned sale on the NYSE.

What recent COMP stock sales has the insider already made under Rule 10b5-1?

Over the past three months, the notice reports several Rule 10b5-1 sales of COMP common stock by Bradley Serwin, including 13,969 shares on 11/21/2025 for $139,690.00 and 13,065 shares on 08/25/2025 for $124,117.50.