STOCK TITAN

Cooper Companies (NASDAQ: COO) CFO exercises RSUs, withholds shares for taxes

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Cooper Companies EVP, CFO & Treasurer Brian G. Andrews reported the vesting and conversion of 3,528 Restricted Stock Units into common stock on January 8, 2026. After this derivative exercise, 7,052 Restricted Stock Units remained outstanding.

To cover tax obligations, 1,893 common shares were withheld at $83.13 per share. Following these transactions, Andrews directly held 8,537 shares of common stock and indirectly held 22,191 shares through the Andrews Family Trust, where he and his spouse are co-trustees.

Positive

  • None.

Negative

  • None.
Insider Andrews Brian G
Role EVP, CFO & Treasurer
Type Security Shares Price Value
Exercise Restricted Stock Units 3,528 $0.00 $0.00
Exercise Common Stock 3,528 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 1,893 $83.13 $157K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 7,052 shares (Direct); Common Stock — 8,537 shares (Direct); Common Stock — 22,191 shares (Indirect, See footnote)
Footnotes (3)
  1. F1. Shares held by Andrews Family Trust, of which the Reporting Person and his spouse are co-trustees.
  2. F2. This awards vests 25%/year over 4 years - 3,528 shares on 1/8/2025, 3,528 shares on 1/8/2026, 3,524 shares on 1/8/27, and 3,528 shares on 1/8/2028 - subject to continued service.
  3. F3. This award has no expiration date. Restricted Stock Units will either vest or be forfeited.
RSUs converted to common stock 3,528 shares Restricted Stock Units converted on January 8, 2026
RSUs remaining outstanding 7,052 Restricted Stock Units Restricted Stock Units remaining after the January 8, 2026 vesting
Shares withheld for taxes 1,893 shares Common shares delivered for tax-withholding disposition
Tax-withholding price $83.13 per share Per-share value used for the tax-withholding disposition
Direct common shares held 8,537 shares Direct holdings after the reported transactions
Indirect common shares held 22,191 shares Shares held via the Andrews Family Trust after the transactions
Restricted Stock Units financial
"security title listed as Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction action described as tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Andrews Family Trust financial
"Shares held by Andrews Family Trust, of which the Reporting Person..."
co-trustees financial
"the Reporting Person and his spouse are co-trustees"

FAQ

What did Cooper Companies (COO) CFO Brian G. Andrews report in this Form 4?

EVP, CFO & Treasurer Brian G. Andrews reported the vesting and conversion of 3,528 Restricted Stock Units into common stock on January 8, 2026, with related tax-share withholding and updated share holdings.

How many Restricted Stock Units did the Cooper Companies (COO) CFO convert?

On January 8, 2026, Andrews converted 3,528 Restricted Stock Units into Cooper Companies common stock. After this vesting event, 7,052 Restricted Stock Units from the same award remained outstanding, subject to continued service-based vesting conditions.

How many shares were withheld for taxes in the COO Form 4 filing?

The filing shows 1,893 common shares were withheld as a tax-withholding disposition at $83.13 per share. These shares were delivered to satisfy tax obligations arising from the RSU vesting, rather than being sold on the open market.

What are Brian G. Andrews’ direct share holdings in Cooper Companies (COO) after these transactions?

After the reported transactions, Andrews directly held 8,537 shares of Cooper Companies common stock. This direct holding reflects his position following the RSU conversion and related tax-share withholding reported in the Form 4.

What indirect holdings does the Cooper Companies (COO) CFO have via the Andrews Family Trust?

The Form 4 reports 22,191 Cooper Companies common shares held indirectly through the Andrews Family Trust, where Andrews and his spouse serve as co-trustees, giving them shared oversight of these trust-held shares.

Does the Form 4 indicate remaining equity awards for the Cooper Companies (COO) CFO?

Yes. After the vesting of 3,528 RSUs, 7,052 Restricted Stock Units from the same award remained outstanding. These RSUs will either continue to vest according to the schedule or be forfeited, as specified in the award terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Andrews Brian G

(Last) (First) (Middle)
C/O COOPERCOMPANIES
6101 BOLLINGER CANYON ROAD, SUITE 500

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO & Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 M 3,528 A $0.00 10,430 D
Common Stock 01/08/2026 F 1,893 D $83.13 8,537 D
Common Stock 22,191 I See footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 01/08/2026 M 3,528 (2) (3) Common Stock 3,528 $0.00 7,052 D
Explanation of Responses:
1. Shares held by Andrews Family Trust, of which the Reporting Person and his spouse are co-trustees.
2. This awards vests 25%/year over 4 years - 3,528 shares on 1/8/2025, 3,528 shares on 1/8/2026, 3,524 shares on 1/8/27, and 3,528 shares on 1/8/2028 - subject to continued service.
3. This award has no expiration date. Restricted Stock Units will either vest or be forfeited.
Remarks:
/s/ Brian G Andrews by Greta Kolcon, as Attorney-in-Fact 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.