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Cooper Companies (NYSE: COO) president details RSU vesting and tax share sales

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Cooper Companies, Inc. president Holly R. Sheffield reported equity award activity on January 8, 2026. Several blocks of restricted stock units (RSUs) converted to common stock at an exercise price of $0.00, including 3,154 shares, 1,592 shares, and 3,304 shares of common stock. To cover taxes on these vestings, she had 1,462 shares, 738 shares, and 1,641 shares of common stock withheld at a price of $83.13 per share, coded as transaction type “F.”

After these transactions, she directly held 43,261 shares of common stock and 9,462 RSUs. The RSU awards vest in four annual installments of 25% each over four years, with specific schedules described for the 1,592-share, 3,304–3,308-share, and 3,154-share grants, all subject to continued service and with no stated expiration date for the RSUs.

Positive

  • None.

Negative

  • None.
Insider Sheffield Holly R
Role President, CSI
Type Security Shares Price Value
Exercise Restricted Stock Units 1,592 $0.00 --
Exercise Restricted Stock Units 3,304 $0.00 --
Exercise Restricted Stock Units 3,154 $0.00 --
Exercise Common Stock 3,154 $0.00 --
Exercise Common Stock 1,592 $0.00 --
Exercise Common Stock 3,304 $0.00 --
Tax Withholding Common Stock 1,462 $83.13 $122K
Tax Withholding Common Stock 738 $83.13 $61K
Tax Withholding Common Stock 1,641 $83.13 $136K
Holdings After Transaction: Restricted Stock Units — 1,592 shares (Direct); Common Stock — 42,206 shares (Direct)
Footnotes (1)
  1. This award vests 25%/year over 4 years - 1,592 shares on 1/8/2024, 1,592 shares on 1/8/2025, 1,592 shares on 1/8/2026, 1,592 shares on 1/8/2027 - subject to continued service. This award has no expiration date. Restricted Stock Units will either vest or be forfeited. This award vests 25%/year over 4 years - 3,308 shares on 1/8/2025, 3,304 shares on 1/8/2026, 3,308 shares on 1/8/2027, 3,304 shares on 1/8/2028 - subject to continued service. This award vests 25%/year over 4 years - 3,154 shares on 1/8/2026, 3,154 shares on 1/8/2027, 3,154 shares on 1/8/2028, 3,154 shares on 1/8/2029 - subject to continued service.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sheffield Holly R
(Last) (First) (Middle)
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500
(Street)
SAN RAMON CA 94583
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, CSI
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 M 3,154 A $0.00 42,206 D
Common Stock 01/08/2026 M 1,592 A $0.00 43,798 D
Common Stock 01/08/2026 M 3,304 A $0.00 47,102 D
Common Stock 01/08/2026 F 1,462 D $83.13 45,640 D
Common Stock 01/08/2026 F 738 D $83.13 44,902 D
Common Stock 01/08/2026 F 1,641 D $83.13 43,261 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 01/08/2026 M 1,592 (1) (2) Common Stock 1,592 $0.00 1,592 D
Restricted Stock Units $0.00 01/08/2026 M 3,304 (3) (2) Common Stock 3,304 $0.00 6,612 D
Restricted Stock Units $0.00 01/08/2026 M 3,154 (4) (2) Common Stock 3,154 $0.00 9,462 D
Explanation of Responses:
1. This award vests 25%/year over 4 years - 1,592 shares on 1/8/2024, 1,592 shares on 1/8/2025, 1,592 shares on 1/8/2026, 1,592 shares on 1/8/2027 - subject to continued service.
2. This award has no expiration date. Restricted Stock Units will either vest or be forfeited.
3. This award vests 25%/year over 4 years - 3,308 shares on 1/8/2025, 3,304 shares on 1/8/2026, 3,308 shares on 1/8/2027, 3,304 shares on 1/8/2028 - subject to continued service.
4. This award vests 25%/year over 4 years - 3,154 shares on 1/8/2026, 3,154 shares on 1/8/2027, 3,154 shares on 1/8/2028, 3,154 shares on 1/8/2029 - subject to continued service.
Remarks:
/s/ Holly R Sheffield by Greta Kolcon, as Attorney-in-Fact 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Cooper Companies (COO) report in this Form 4?

The filing shows that Holly R. Sheffield, president of CooperSurgical (CSI), had multiple restricted stock unit (RSU) awards convert into common stock on January 8, 2026, and that shares were withheld to cover taxes.

How many Cooper Companies shares does Holly Sheffield beneficially own after these transactions?

Following the reported transactions, Holly Sheffield directly beneficially owned 43,261 shares of common stock and 9,462 restricted stock units, as shown in the tables.

What types of transactions are reported for Holly Sheffield in this Cooper Companies Form 4?

The Form 4 reports transaction code M for RSU conversions into common stock at an exercise price of $0.00, and transaction code F for share withholding to satisfy tax obligations at a price of $83.13 per share.

What are the vesting terms of Holly Sheffield’s RSU awards at Cooper Companies (COO)?

The footnotes state that each RSU award vests 25% per year over 4 years. For example, one 1,592-share award vests in four annual tranches of 1,592 shares each from 1/8/2024 through 1/8/2027, and a 3,154-share award vests in four annual tranches of 3,154 shares each from 1/8/2026 through 1/8/2029, subject to continued service.

Does the Cooper Companies Form 4 indicate an expiration date for the RSU awards?

One footnote explains that the RSU award has no expiration date and that the restricted stock units will either vest or be forfeited, rather than expiring on a set date.

At what price were shares withheld to cover Holly Sheffield’s taxes on RSU vesting?

For the tax-withholding transactions coded “F,” the Form 4 shows that shares of Cooper Companies common stock were withheld at $83.13 per share.