Welcome to our dedicated page for Australian Oilseeds SEC filings (Ticker: COOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Australian Oilseeds Holdings Limited (NASDAQ: COOT) filings with the U.S. Securities and Exchange Commission, including its reports as a foreign private issuer. Australian Oilseeds files annual reports on Form 20-F and current reports on Form 6-K that describe its operations in sustainable oilseeds and edible oils, financial condition, governance structure and interactions with The Nasdaq Stock Market.
In its Form 6-K filings, the company has reported on topics such as compliance with Nasdaq listing rules, including stockholders’ equity and minimum bid price requirements, and the transfer of its securities to The Nasdaq Capital Market. These filings may include interim balance sheets, pro forma adjustments and other financial information used to demonstrate compliance with Nasdaq’s equity rules. They also document transactions like debt-to-equity conversions that affect borrowings and shareholders’ equity.
Australian Oilseeds’ SEC reports also cover corporate governance developments. Recent 6-Ks describe changes in the composition of the board of directors, the appointment and resignation of directors, the designation of committee chairs for the audit, compensation and nominating and corporate governance committees, and the appointment of a co-chief executive officer. These disclosures often reference director independence under Nasdaq Listing Rules and summarize key terms of director and executive agreements.
Through this filings page, users can review the company’s consolidated financial statements, including statements of financial position, profit or loss and other comprehensive income, and changes in equity that are furnished in certain 6-Ks. Real-time updates from EDGAR ensure that new Form 6-K and Form 20-F submissions are available as they are filed. AI-powered summaries on Stock Titan help explain the content of lengthy filings, highlight important changes in equity, debt, governance and listing status, and make it easier to interpret complex tables and disclosures. Users can also quickly locate information relevant to quarterly and annual results, capital structure, and board and management changes without reading every line of each document.
Australian Oilseeds Holdings Limited reported leadership changes in its finance team and board. On March 27, 2026, Chief Financial Officer Amarjeet Singh resigned, stating his departure was not due to any disagreement with the company. Effective March 31, 2026, the board appointed Jiang Honglei, a finance executive with audit and leasing experience, as the new CFO under an executive employment agreement.
On March 27, 2026, independent director Elena Cozneac also resigned, likewise without any stated disagreement. The board appointed Mok Sin Ting as a new independent director effective March 30, 2026, under a director offer letter. The company filed the forms of Jiang’s employment agreement and Mok’s director offer letter as exhibits.
Australian Oilseeds Holdings Limited entered into a securities purchase agreement for a private placement of up to $8,400,000. The company plans to issue up to 16,800,000 units at $0.50 per unit, each unit consisting of one ordinary share and a warrant to buy two additional shares at $0.70 per share, subject to closing conditions.
The securities are being sold under exemptions from U.S. registration, and the company intends to file a registration statement to cover the resale of the securities. Australian Oilseeds also appointed Assentsure PAC as its new independent auditor, replacing BDO Audit Pty Ltd, and states the change did not arise from any disagreement on accounting or auditing matters.
Australian Oilseeds Holdings Ltd director and Co-Chief Executive Officer Gary Donald Seaton filed an initial ownership report showing indirect holdings of Ordinary Shares. The filing states that JSKS Enterprises Pty. Ltd. is the record holder of 18,437,459 Ordinary Shares, and Seaton is its 100% owner. He may be deemed the beneficial owner of these shares and has voting power over the Ordinary Shares held by JSKS Enterprises Pty. Ltd.
Australian Oilseeds Holdings Limited completed a private placement of 2,000,000 units to accredited investors at US$1.00 per unit. Each unit includes one Class A ordinary share and a warrant to purchase two additional shares at US$2.00 per share.
The transaction closed on March 6, 2026, providing the company with gross proceeds of US$2.0 million before expenses and any future warrant exercise proceeds. On the closing date, investors received 2,000,000 ordinary shares and 2,000,000 warrants, all issued under a Regulation S exemption from U.S. registration.
Australian Oilseeds Holdings Limited reported an administrative change to its share administration. Effective as of February 27, 2026, the company appointed Transhare Corporation as its new transfer agent and registrar. The company’s registered ordinary shares with a par value of US$0.0001 per share and related records will be moved from its prior transfer agent, Continental Stock Transfer & Trust Company, to Transhare.
Arena Investors and an affiliated fund reported a significant ownership stake in Australian Oilseeds Holdings Ltd. Through ARENA BUSINESS SOLUTIONS GLOBAL SPC II LTD., they beneficially own 1,750,000 common shares, representing about 6.27% of the company’s outstanding ordinary shares as of December 4, 2025.
The filing states Arena Investors, LP may be deemed to share beneficial ownership as investment manager to the fund, while each reporting person disclaims beneficial ownership beyond shares directly held. They also certify the holdings were not acquired to change or influence control of Australian Oilseeds Holdings.
AUSTRALIAN OILSEEDS HOLDINGS LIMITED reports leadership changes, with one Co-Chief Executive Officer stepping down and a new Co-Chief Executive Officer and executive director appointed. Effective January 30, 2026, Mr. Jamie Mohammed Zamal resigned as Co-Chief Executive Officer and director, and indicated his resignation was not due to any disagreement with the company’s operations, policies, or practices.
On the same date, the board appointed Mr. Saw Khoon Ming, aged 30, as an executive director and Co-Chief Executive Officer. The filing outlines his recent experience in banking and operations roles and confirms there are no family relationships or related-party transactions requiring disclosure. His director offer letter and executive employment agreement are included as exhibits.
Australian Oilseeds Holdings Limited entered into a securities purchase agreement for a private placement of up to 2,000,000 units at US$1.00 per unit. Each unit includes one Class A ordinary share and a warrant to buy up to two additional shares at an exercise price of US$2.00 per share.
The warrants are exercisable immediately and expire five years from issuance. Aggregate gross proceeds are expected to be up to approximately US$2.0 million, which the company plans to use for working capital and other general corporate purposes. The securities are being sold under U.S. private placement exemptions and are not registered under the Securities Act.
Australian Oilseeds Holdings Limited reported changes to its board leadership and committee memberships. On January 8, 2026, board chair and director Gowri Shankar resigned from the board and all committees, effective January 9, 2026. His resignation was stated not to be due to any disagreement regarding the company’s operations, policies, or practices.
Effective the same day, Ho Yeung Lee was appointed as a director, chair of the Compensation Committee, and a member of the Audit and Nominating and Corporate Governance Committees. The board determined that he qualifies as an independent director under Nasdaq Listing Rule 5605(a)(2). Mr. Lee, aged 44, brings over 15 years of experience in consumer finance and secured lending in Hong Kong, including leadership roles at Fortune Credit Limited and other finance companies. He will be compensated under the company’s standard non-employee director arrangements, documented in a Director Offer Letter filed as Exhibit 10.1.
Australian Oilseeds Holdings Limited has received a notice from Nasdaq that its ordinary shares no longer meet the minimum bid price requirement of $1.00 per share after trading below this level for 30 consecutive business days. The company’s shares will continue to trade on Nasdaq under the symbol COOT, and there is no immediate delisting.
Under Nasdaq rules, the company has 180 calendar days, until July 6, 2026, to regain compliance by having a closing bid price of at least $1.00 for at least 10 consecutive business days. If it still does not comply, it may qualify for an additional 180-day grace period if it meets other Nasdaq Capital Market listing standards and formally plans to cure the deficiency, potentially through a reverse stock split. The company is monitoring its share price and evaluating options, but warns there is no assurance it will regain or maintain compliance, and its shares could ultimately face delisting.