Corebridge interim CFO gets 30,549-share RSU grant

Filiaggi Christopher reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Filiaggi Christopher reported acquisition or exercise transactions in this Form 4 filing.

Corebridge Financial, Inc. reported that Interim CFO and CAO Christopher Filiaggi received a grant of 30,549 shares of common stock on a restricted stock unit basis as a special retention equity award. The grant was approved by the Board’s Compensation and Management Development Committee.

The RSUs are time-vested and will cliff vest on April 1, 2028, meaning all units vest at once on that date, subject to his continued employment with the company through vesting. Following this award, Filiaggi directly holds 67,963 shares of common stock, which the disclosure notes includes 55,894 unvested RSUs. The award was granted under Corebridge’s 2022 Omnibus Incentive Plan and is described as exempt under Rule 16b-3.

Insider Trade Summary

Grant/Award: 30,549 shares

Grant/Award 1 txn

Insider Filiaggi Christopher

Role Interim CFO and CAO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	30,549	$0.00	$0.00

Holdings After Transaction: Common Stock — 67,963 shares (Direct)

Footnotes (2)

1. F1. On April 13, 2026, the Compensation and Management Development Committee of the Board of Directors of Corebridge Financial, Inc. (Company) approved the grant of a special retention equity award to the Reporting Person consisting of time-vested restricted stock units (RSUs), each of which represents a contingent right to receive one share of common stock of the Company. 100% of the RSUs will cliff vest on April 1, 2028, subject to the Reporting Person's continued employment with the Company through the vesting date. The RSUs were granted under the Company's 2022 Omnibus Incentive Plan and are exempt under Rule 16b-3.
2. F2. Includes 55,894 unvested RSUs.

Key Figures

RSU grant size: 30,549 shares Transaction price per share: $0.00 per share Post-transaction holdings: 67,963 shares +2 more

5 metrics

RSU grant size 30,549 shares Time-vested RSUs granted April 13, 2026

Transaction price per share $0.00 per share Equity grant, not open-market purchase

Post-transaction holdings 67,963 shares Common stock directly held after grant

Unvested RSUs included 55,894 RSUs Portion of total reported holdings

Cliff vesting date April 1, 2028 100% of RSUs vest on this date

Key Terms

restricted stock units (RSUs), cliff vest, 2022 Omnibus Incentive Plan, Rule 16b-3

4 terms

restricted stock units (RSUs) financial

"consisting of time-vested restricted stock units (RSUs), each of which represents a contingent right"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

cliff vest financial

"100% of the RSUs will cliff vest on April 1, 2028"

A cliff vest is a schedule for stock options or restricted shares where no ownership rights are earned until a fixed date, after which a set portion becomes fully owned all at once — like a probation period that suddenly unlocks pay. Investors watch cliff vests because they influence when insiders can sell shares, affect staff retention and dilution timing, and help predict short-term changes in a company’s shareholder makeup.

2022 Omnibus Incentive Plan financial

"The RSUs were granted under the Company's 2022 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"and are exempt under Rule 16b-3."

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Corebridge Financial interim CFO Christopher Filiaggi receive in this Form 4 filing for CRBD?

Christopher Filiaggi received a grant of 30,549 time-vested RSUs, each representing one Corebridge common share. The award is a special retention equity grant approved by the board’s compensation committee under the 2022 Omnibus Incentive Plan.

When do Christopher Filiaggi’s new Corebridge (CRBD) RSUs vest?

All of the granted RSUs will cliff vest on April 1, 2028, subject to Filiaggi’s continued employment with Corebridge through that date. No portion of the award vests earlier, making this a long-term retention incentive.

How many Corebridge shares does Christopher Filiaggi hold after this RSU grant?

After the award, Filiaggi directly holds 67,963 shares of Corebridge common stock. This total includes 55,894 unvested RSUs, reflecting both previously granted and newly awarded restricted stock units in his reported holdings.

Is Christopher Filiaggi’s Corebridge RSU grant an open-market purchase or a compensation award?

The transaction is a compensation-related grant, not an open-market purchase. It is coded as a grant or award acquisition, with a $0.00 transaction price per share, and was approved by the board’s compensation committee as a special retention equity award.

Under what plan and rule was the new Corebridge (CRBD) RSU award granted?

The RSUs were granted under Corebridge’s 2022 Omnibus Incentive Plan and are described as exempt under Rule 16b-3. That rule generally covers board-approved equity compensation transactions for insiders, simplifying certain reporting and liability considerations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 05:06 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Filiaggi Christopher

(Last) (First) (Middle)

C/O COREBRIDGE FINANCIAL, INC.

2919 ALLEN PARKWAY, WOODSON TOWER

(Street)

HOUSTON TEXAS 77019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Corebridge Financial, Inc. [ CRBG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO and CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/13/2026		A		30,549(1)	A	$0	67,963(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On April 13, 2026, the Compensation and Management Development Committee of the Board of Directors of Corebridge Financial, Inc. (Company) approved the grant of a special retention equity award to the Reporting Person consisting of time-vested restricted stock units (RSUs), each of which represents a contingent right to receive one share of common stock of the Company. 100% of the RSUs will cliff vest on April 1, 2028, subject to the Reporting Person's continued employment with the Company through the vesting date. The RSUs were granted under the Company's 2022 Omnibus Incentive Plan and are exempt under Rule 16b-3.

2. Includes 55,894 unvested RSUs.

Remarks:

	/s/ William Langston as Attorney-in-Fact	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)