Corebridge Financial, Inc. (CRBD) SEC Filings

Corebridge Financial, Inc. (CRBD) is the issuer of common stock for which officer David Ditillo has filed a notice of proposed sale under Rule 144. The filing covers 8,736 shares of common stock to be sold through UBS Financial Services, Inc., with an estimated aggregate sale price of $305,760.00 on the NYSE.

The notice also lists prior sales during the past three months by David Ditillo totaling three transactions in Corebridge common stock: 4,250 shares for $127,500.00 on July 6, 2026; 12,414 shares for $397,248.00 on July 16, 2026; and 12,414 shares for $422,076.00 on August 6, 2026.

Corebridge Financial, Inc. reported disposition transactions in this Form 4 filing.

Corebridge Financial, Inc. (CRBD), reporting with respect to Carlyle Tactical Private Credit Fund, disclosed that on September 9, 2026, 400,000 Series D Mandatory Redeemable Preferred Shares held indirectly through its subsidiary American General Life Insurance Company (AGLIC) were redeemed by the issuer at $25.3315 per share, leaving no Series D shares held. Corebridge, through AGLIC and another indirect wholly owned subsidiary, continues to indirectly hold Series A, B, C, E, I, J and K Mandatory Redeemable Preferred Shares in amounts ranging from 320,000 to 960,000 shares.

Corebridge Financial, Inc. (CRBD) and Equitable Holdings, Inc. describe extensive forward-looking statements related to their proposed merger transaction, including potential share repurchases, expected timing and completion of the deal, anticipated synergies, cost savings, operating earnings and cash flow generation after closing.

The companies highlight numerous risks that could cause actual results to differ materially, such as failure to obtain regulatory or other approvals, integration challenges, business disruption, financing risks, potential litigation, rating changes and macroeconomic or geopolitical factors. They emphasize that this communication is not an offer or solicitation to buy or sell securities and direct investors to the effective Registration Statement on Form S-4 and joint proxy statement/prospectus, declared effective on June 23, 2026, for detailed information about the proposed transaction and related risks.

Corebridge Financial, Inc. (CRBD) reported that executive officer Elizabeth B. Cropper, EVP & Chief Human Resources Officer, sold 7,745 shares of common stock on 2026-08-19 in an open-market transaction. The weighted average sale price was $33.0567 per share, with prices ranging from $33.055 to $33.065. Following this sale, she directly holds 46,473 shares of common stock, including 37,484 restricted stock units, each representing a contingent right to receive one share of Corebridge common stock.

Corebridge Financial, Inc. (CRBD) reported that on August 20, 2026 it issued and sold $750,000,000 aggregate principal amount of 5.900% Senior Notes due 2036. Corebridge intends to use the net proceeds from this offering, together with cash on hand, to redeem, repurchase or repay a portion of its $1,250 million aggregate principal amount of 3.650% Senior Notes due 2027 and to pay related premiums, accrued and unpaid interest, fees and expenses.

In connection with the offering, Corebridge entered into an Underwriting Agreement dated August 17, 2026 with BofA Securities, BNP Paribas Securities, Citigroup Global Markets, J.P. Morgan Securities, RBC Capital Markets and Wells Fargo Securities, as representatives of the underwriters. The company also filed the base Indenture, a Ninth Supplemental Indenture for these Notes, the form of the Notes and a legal opinion as exhibits.

Corebridge Financial, Inc. (CRBD) received a notice under Rule 144 that officer Elizabeth Cropper intends to sell shares of its common stock through UBS Financial Services Inc. The notice covers up to 7,745 shares of common stock, with an indicated aggregate market value of $256,024.27, to be sold on or after August 19, 2026 on the NYSE. The shares relate to RSU vestings of 4,652 shares on January 1, 2025 and 3,093 shares on February 20, 2025.

Corebridge Financial, Inc. (CRBD) is issuing $750,000,000 aggregate principal amount of 5.900% Senior Notes due 2036 under its shelf registration. The Notes price at 99.806% of principal, mature on August 20, 2036, and pay interest semi-annually on February 20 and August 20, starting February 20, 2027.

The Notes are senior unsecured obligations ranking pari passu with Corebridge’s existing senior notes and structurally subordinated to all obligations of its subsidiaries, including policyholder liabilities. Net proceeds of about $742.17 million, plus cash on hand, will be used to redeem, repurchase or repay part of the $1.25 billion 3.650% 2027 Notes.

Corebridge may redeem the Notes at a make-whole premium before May 20, 2036 and at par thereafter. The company expects, but does not guarantee, that after its proposed all-stock merger with Equitable Holdings the Notes will be made structurally pari passu with Equitable’s outstanding debt. The Notes will not be listed and there is currently no established trading market.

Corebridge Financial, Inc. is offering new senior unsecured fixed-rate Notes under its shelf registration. The Notes will pay semi-annual interest and mature on a fixed date, with an issuer call feature including a make‑whole call before a defined Par Call Date and par redemption thereafter.

The Notes will rank equally with Corebridge’s other senior unsecured debt, ahead of its existing hybrid subordinated notes, and will be structurally subordinated to all liabilities of subsidiaries, including large policyholder and contract-holder obligations. Net proceeds and cash on hand will be used to redeem, repurchase or repay $1,250 million of 3.650% Senior Notes due 2027 and related costs.

The transaction is marketed in the context of a proposed all‑stock merger with Equitable Holdings, after which both companies would be owned by a new parent. Corebridge expects, but does not guarantee, that the Notes will be made structurally pari passu with Equitable’s outstanding debt; Equitable will not be an obligor if this is not achieved. The indenture includes limited covenants, no change‑of‑control put, no financial maintenance tests, and no listing of the Notes is intended, so secondary market liquidity and pricing may be uncertain.

Corebridge Financial, Inc. filed audited and unaudited financial statements of Equitable Holdings, Inc. and pro forma financials for “New Equitable” in connection with the previously announced merger among Corebridge, Equitable, and newly formed holding entities. The submission is intended for incorporation by reference into a Corebridge registration statement and related prospectus.

Equitable’s consolidated statements show 2025 revenue of $11.7 billion, down from $12.4 billion in 2024, and a net loss attributable to Equitable of $1.38 billion versus income of $1.28 billion in 2024, driven in part by investment losses and liability remeasurement. Net income available to common shareholders was a loss of $1.44 billion compared with a $1.20 billion profit in 2024. Total assets were $318.0 billion and total equity $1.5 billion at December 31, 2025.

Key 2025 actions include a large life reinsurance transaction with RGA, where Equitable ceded $12.3 billion of direct insurance liabilities and incurred a $1.1 billion loss on transferred assets, and a novation of legacy variable annuity reinsurance that produced a $499 million pre-tax loss. Market risk benefits remain significant, with MRB liabilities of $10.15 billion and purchased MRB assets of $5.26 billion. AllianceBernstein-related activity includes a tender offer costing $758 million, increasing Equitable’s economic interest in AB to about 68%.