Corebridge EVP has shares withheld for RSU taxes

Corebridge Financial EVP and General Counsel Polly N. Klane reported a tax-related share disposition.

Rhea-AI Filing Summary

Corebridge Financial EVP and General Counsel Polly N. Klane reported a tax-related share disposition. On March 2, 2026, 12,894 shares of common stock were withheld to cover taxes upon vesting of restricted stock units, using a reference price of $25.84 per share. After this tax-withholding transaction, she directly owned 63,224 common shares, which the disclosure notes include 48,295 unvested RSUs previously reported. This filing reflects an administrative tax payment mechanism rather than an open-market stock sale.

Insider Trade Summary

Exercise Price or Tax Liability: 12,894 shares

Exercise Price or Tax Liability 1 txn

Insider Klane Polly N.

Role EVP and General Counsel

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	12,894	$25.84	$333K

Holdings After Transaction: Common Stock — 63,224 shares (Direct)

Footnotes (3)

1. F1. Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).
2. F2. Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.
3. F3. Includes 48,295 unvested RSUs previously reported in Table I.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Corebridge Financial EVP Polly Klane report?

Polly N. Klane reported a tax-withholding disposition of 12,894 Corebridge Financial common shares. The shares were withheld to cover taxes triggered by the vesting of restricted stock units, rather than sold in an open-market transaction, according to the Form 4 disclosure.

Was the Corebridge Financial Form 4 transaction an open-market sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Shares were withheld to satisfy tax obligations when restricted stock units vested, using a $25.84 reference price per share as disclosed in the filing’s footnotes.

How many Corebridge Financial shares were withheld for taxes in this Form 4?

The filing reports 12,894 Corebridge Financial common shares withheld for taxes. This occurred when restricted stock units vested, and the transaction is coded as “F,” meaning payment of tax liability by delivering securities instead of making a cash payment.

What is Polly Klane’s Corebridge Financial share ownership after the transaction?

After the tax-withholding transaction, Polly N. Klane directly owned 63,224 Corebridge Financial common shares. The disclosure states this figure includes 48,295 unvested restricted stock units that were previously reported, highlighting a mix of vested and unvested equity holdings.

What does transaction code F mean in the Corebridge Financial Form 4?

Transaction code F indicates shares were used to pay an exercise price or tax liability. In this case, Corebridge Financial shares were withheld upon RSU vesting to satisfy taxes, so the event reflects an administrative tax payment rather than a discretionary stock sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 04:41 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Klane Polly N.

(Last) (First) (Middle)

C/O COREBRIDGE FINANCIAL, INC.

2919 ALLEN PARKWAY, WOODSON TOWER

(Street)

HOUSTON TX 77019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Corebridge Financial, Inc. [ CRBG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		F		12,894(1)	D	$25.84(2)	63,224(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).

2. Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.

3. Includes 48,295 unvested RSUs previously reported in Table I.

Remarks:

	/s/ William Langston as Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.