CRI Form 3: Sarah Crockett Reports 25,632 Restricted Common Shares

Rhea-AI Filing Summary

Sarah Crockett, Chief Marketing Officer and Director of Carter's Inc. (CRI), reported initial beneficial ownership of 25,632 shares of common stock on Form 3 filed for the event dated 08/14/2025. The shares are restricted and vest in four equal annual installments beginning one year after the grant date, and ownership is reported as direct. The form was signed by an attorney-in-fact on 08/15/2025.

Positive

• Regulatory compliance: Timely initial Form 3 filed for an officer/director meeting reporting obligations
• Clear vesting terms: 25,632 restricted shares vest in four equal annual installments beginning one year from grant date
• Direct ownership disclosed: Reporting person declared direct beneficial ownership, reducing ambiguity

Negative

• None.

Insights

Financial Analyst

TL;DR Initial insider disclosure shows modest direct ownership of 25,632 restricted shares with multi-year vesting.

The Form 3 documents a routine initial beneficial ownership report for an executive officer. The reported 25,632 shares are restricted and vest over four years, which aligns compensation with tenure and retention incentives. This holding size is small relative to large-cap market caps and does not by itself imply material ownership influence, but it is relevant for monitoring potential future sales after vesting.

Corporate Governance Expert

TL;DR Filing is a standard compliance disclosure reflecting equity-based compensation with staged vesting.

The filing fulfills Section 16 reporting requirements for an officer/director and discloses the nature of the equity grant: restricted shares subject to four equal annual lapses starting one year post-grant. The disclosure includes signature by an attorney-in-fact, which is acceptable when properly authorized. No amendments or additional derivative instruments are reported.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Crockett Sarah

(Last) (First) (Middle)

3438 PEACHTREE ROAD NE, SUITE 1800

(Street)

ATLANTA GA 30326

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/14/2025

3. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	25,632(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/Derek Swanson, Attorney-in-Fact	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Carter's (CRI) Form 3 filed by Sarah Crockett disclose?

It disclosed ownership of 25,632 restricted common shares held directly, with vesting in four equal annual installments beginning one year after the grant.

When was the event requiring this Form 3 filing for CRI reported?

The event date reported is 08/14/2025 and the form shows a signature date of 08/15/2025 by attorney-in-fact.

Are there any derivative securities reported for Sarah Crockett on this Form 3?

No derivative securities (options, warrants, convertible instruments) are listed on the filing.

What is the ownership form reported for the shares on this Form 3?

Direct (D) beneficial ownership is indicated for the 25,632 common shares.

Does the Form 3 indicate any amendments or multiple filers?

No amendment date is not provided and the form is filed by one reporting person.