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Carter’s (CRI) Chief Brand Officer files Form 3 showing no prior holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Carter’s Inc executive David B. Tichiaz Jr. filed an initial ownership report as he became Chief Brand Officer. The filing states that no Carter’s common stock was beneficially owned immediately before his appointment, indicating he reported zero direct holdings at that time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Tichiaz David B Jr.

(Last) (First) (Middle)
3438 PEACHTREE ROAD NE, SUITE 1800

(Street)
ATLANTA GA 30326

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/19/2026
3. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Brand Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. No securities were beneficially owned immediately prior to the reporting person's appointment as Chief Brand Officer of Carter's, Inc.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/Derek Swanson, Attorney-in-Fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Carter's (CRI) Form 3 filing for David B. Tichiaz Jr. show?

The Form 3 filing shows David B. Tichiaz Jr., Carter’s Chief Brand Officer, filed his initial ownership report. It states he beneficially owned no Carter’s common stock immediately before his executive appointment.

Who is the reporting person in the Carter's (CRI) Form 3 filing?

The reporting person is David B. Tichiaz Jr., who serves as Chief Brand Officer of Carter’s Inc. The filing documents his equity position in Carter’s common stock at the time of his appointment.

Did Carter's (CRI) Chief Brand Officer own shares before his appointment?

According to the Form 3 footnote, no securities were beneficially owned immediately prior to David B. Tichiaz Jr.’s appointment as Chief Brand Officer, indicating a zero beneficial ownership position at that point.

What security class is referenced in the Carter's (CRI) Form 3?

The Form 3 references Carter’s Inc. Common Stock as the relevant security class. It reports that David B. Tichiaz Jr. had no beneficial ownership in this common stock immediately before his appointment.

Is the Carter's (CRI) Form 3 a buy or sell transaction?

The Form 3 is an initial ownership report, not a buy or sell transaction. It records that David B. Tichiaz Jr. held no beneficial ownership in Carter’s common stock immediately before becoming Chief Brand Officer.
Carters

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