Welcome to our dedicated page for Carters SEC filings (Ticker: CRI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carter’s, Inc. (NYSE: CRI) SEC filings page on Stock Titan brings together the company’s regulatory disclosures from the U.S. Securities and Exchange Commission, along with AI-powered summaries to help interpret them. Carter’s uses these filings to report on its financial condition, capital structure, governance changes, and material events affecting its business as a children’s and infants’ apparel retailer.
Investors can review current reports on Form 8-K, where Carter’s has detailed items such as preliminary financial results, the adoption of a stockholder rights agreement, organizational restructuring plans, and changes in executive leadership. Other 8-K filings describe the issuance of 7.375% senior notes due 2031 by its subsidiary The William Carter Company, the redemption of earlier notes, and the entry into a five-year senior secured asset-based revolving credit facility of up to $750 million.
Alongside 8-Ks, users can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide broader context on Carter’s U.S. Retail, U.S. Wholesale, and International segments, risk factors, and accounting policies. These periodic reports are key references for understanding how tariffs, sourcing arrangements, and market conditions influence the company’s results over time.
The filings page also surfaces governance-related documents, including descriptions of amendments to the company’s by-laws and details of the stockholder rights agreement that sets out preferred share purchase rights and related mechanics. Where applicable, insider transaction reports on Form 4 can be consulted to see equity dealings by directors and officers.
Stock Titan’s AI tools summarize lengthy filings, highlight key covenants in credit agreements, explain note offering terms, and point out significant changes in risk disclosures or capital allocation policies. This helps readers move quickly from raw SEC documents to a clearer view of how Carter’s regulatory filings relate to its strategy, financing, and governance.
Carter’s Inc. Chief Supply Chain Officer Karen Marie Smith reported a set of equity compensation-related transactions in company common stock. On March 2, 2026, she disposed of 891 shares at $34.95 per share to satisfy tax withholding tied to the vesting of restricted stock, and a further 3,404 shares were forfeited back to the issuer because performance metrics from 2023 awards were not fully achieved.
On the same date, she received new equity grants of 8,584 shares and 12,876 shares of restricted stock at no cash cost. Some of these are time-based restricted shares that vest in four equal annual installments beginning one year from grant, while performance-based restricted shares cliff vest after three years if specified targets are met.
Carter’s Inc. Chief Sales Officer Julie D’Emilio reported several equity-related transactions in company stock. On March 2, 2026, 891 shares of common stock were withheld at $34.95 per share to cover tax obligations tied to vesting restricted stock, and 3,404 shares were forfeited after 2023 performance goals were not fully met. She also received two stock grants totaling 18,600 shares (7,440 time-based restricted shares and 11,160 performance-based restricted shares), which vest over multi‑year schedules. After these transactions, she directly held 66,824 common shares.
Carter’s Inc. executive Richard F. Westenberger, the CFO & COO, reported multiple equity-related transactions in company common stock. On this date, 1,726 shares were disposed of to cover tax withholding obligations tied to the vesting of restricted stock at a price of $34.95 per share. An additional 6,594 shares were disposed of back to the issuer due to forfeiture of performance awards granted in 2023 after performance metrics were not fully attained. Westenberger also acquired 17,168 restricted shares through a grant or award and a further 25,752 performance-based restricted shares, all held directly. Some of these shares are subject to time-based vesting in four equal annual installments starting one year from grant, while the performance-based awards cliff vest after three years based on achieving specified targets.
Palladini Douglas C reported acquisition or exercise transactions in this Form 4 filing.
Carters, Inc. reported that CEO and President Douglas C. Palladini received two grants of common stock on March 2, 2026. The awards covered 62,947 and 94,421 shares at a grant price of $0.00 per share, reflecting equity compensation rather than an open-market purchase.
Footnotes explain that portions of these awards are restricted shares that vest in four equal annual installments beginning one year from the grant date, and that some are performance-based restricted shares whose vesting after three years depends on achieving specified targets.
Scanlon Emily DeHaven Evert reported acquisition or exercise transactions in this Form 4 filing.
Carter’s Inc chief strategy officer Emily DeHaven Evert Scanlon reported receiving two equity awards of common stock on March 2, 2026. The awards, recorded at no cash cost per share, were classified as grants or awards rather than open‑market purchases.
The filing describes these as restricted shares subject to time-based and performance-based vesting conditions. Some vest in four equal annual installments beginning one year after grant, while others cliff vest after three years based on achieving specified performance targets.
Carter’s Inc. executive Allison Peterson, Chief Retail & Digital Officer, reported acquiring company common stock through two equity awards. One grant covered 7,440 restricted shares, and another covered 11,160 restricted shares, both at a stated price of $0.00 per share as they are compensation awards, not open-market purchases.
Footnotes explain that some shares are time-based restricted stock that vest in four equal annual installments beginning one year from the grant date, while other shares are performance-based restricted stock that cliff vest three years from the grant date if specified performance targets are met.
Carter's Inc reported that Chief Marketing Officer Sarah Crockett acquired company stock through equity awards rather than open-market purchases. On the reported date, she received a total of 18,600 restricted shares of common stock at no purchase price, increasing her direct holdings to 44,232 shares.
The awards consist of restricted shares subject to time-based vesting that lapse in four equal annual installments beginning one year after grant, as well as performance-based restricted shares that cliff vest after three years if specified performance targets are achieved.
Carters Inc Chief Brand Officer David B. Tichiaz Jr. reported equity awards of company common stock. On March 2, 2026, he acquired 26,040 restricted shares and an additional 11,160 restricted shares at a price of $0.00 per share.
Some restricted shares are subject to time-based vesting, with restrictions lapsing in four equal annual installments beginning one year from the grant date. Other restricted shares cliff vest three years from the grant date based on the achievement of specified performance targets, and some awards combine both time-based and performance-based conditions.
Carter’s Inc. Chief Sales Officer Julie D’Emilio reported two automatic tax-withholding share dispositions tied to restricted stock vesting. On February 27 and February 28, she disposed of 602 and 442 shares of common stock, respectively, at $33.55 per share to cover tax obligations. After these transactions, she directly held 52,519 shares, some of which remain subject to time- or performance-based restrictions.
Carter's Inc. executive Antonio Robinson reported two small share dispositions related to tax withholding on vested restricted stock, not open-market sales. On February 28, 374 common shares were withheld at $33.55 per share, and on February 27, 414 shares were withheld at the same price.
These transactions satisfied tax obligations triggered by restricted stock vesting, as described in the footnotes. After these withholdings, Robinson directly owned 35,795 shares of Carter's common stock, some of which remain subject to time- or performance-based restrictions.