Capital Southwest posts earnings update via 8-K

Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation.

Accepted by SEC EDGAR 02/02/2026 - 04:08 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation. The company used a current report to share information about its results of operations and financial condition without having that information treated as formally filed under securities laws.

The press release is furnished as Exhibit 99.1, and investor presentation slides are furnished as Exhibit 99.2. Capital Southwest also plans to discuss these materials with analysts and investors on a conference call scheduled for February 3, 2026.

8-K Event Classification

3 items: 2.02, 7.01, 9.01

3 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Capital Southwest Corporation (CSWC) disclose in its latest 8-K?

Capital Southwest Corporation furnished a press release and investor presentation covering its results of operations and financial condition. These materials are attached as Exhibits 99.1 and 99.2 and provide detailed information for analysts and investors.

How is the Capital Southwest (CSWC) press release treated under securities laws?

The press release furnished under Item 2.02 is not deemed “filed” for purposes of Section 18 of the Exchange Act. It is also not incorporated by reference into Securities Act filings unless expressly referenced in a future filing.

What is included in Exhibit 99.2 for Capital Southwest (CSWC)?

Exhibit 99.2 contains investor presentation slides that Capital Southwest plans to use on an analyst and investor conference call. These slides are furnished under Item 7.01 and incorporated by reference into that disclosure item.

When is Capital Southwest (CSWC) holding its analyst and investor call?

Capital Southwest expects to hold a conference call with analysts and investors on February 3, 2026. The company will use the furnished investor presentation slides, attached as Exhibit 99.2, during this call.

Who signed the Capital Southwest (CSWC) 8-K report?

The 8-K was signed on behalf of Capital Southwest Corporation by Michael S. Sarner. He is identified in the document as the company’s President and Chief Executive Officer, acting as the duly authorized signatory.

Which exhibits accompany the Capital Southwest (CSWC) 8-K filing?

The report includes Exhibit 99.1, a press release issued on February 2, 2026, Exhibit 99.2, investor presentation slides, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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0000017313FALSE00000173132026-02-022026-02-02

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported):  February 2, 2026

CAPITAL SOUTHWEST CORPORATION

(Exact Name Of Registrant As Specified In Charter)

Texas			814-00061			75-1072796
(State or Other Jurisdiction of Incorporation)			(Commission File Number)			(IRS Employer Identification No.)

8333 Douglas Avenue, Suite 1100

Dallas, Texas 75225

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (214) 238-5700

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

			☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
			☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
			☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
			☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class			Trading Symbol(s)			Name of Each Exchange on Which Registered
Common Stock, $0.25 par value per share			CSWC			The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02  Results of Operations and Financial Condition.

On February 2, 2026, Capital Southwest Corporation (the “Company”) issued a press release, a copy of which has been furnished as Exhibit 99.1 hereto.

The information furnished in this Current Report on Form 8-K under Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended (the "Securities Act"), except as shall be expressly set forth by reference in a future filing.

Item 7.01  Regulation FD Disclosure.

The Company expects to hold a conference call with analysts and investors on February 3, 2026.  A copy of the investor presentation slides to be used by the Company on such conference call is furnished as Exhibit 99.2 to this Form 8-K and incorporated herein by reference.

The information set forth under this Item 7.01, including Exhibit 99.2, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, nor shall it be deemed incorporated by reference into any filing under the Securities Act, except as shall be expressly set forth by specific reference in such filing.

Item 9.01  Financial Statements and Exhibits

(d)          Exhibits

Exhibit No.						Description
99.1						Press release issued by Capital Southwest Corporation on February 2, 2026
99.2						Investor presentation slides
104						Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: February 2, 2026

			By:			/s/ Michael S. Sarner
						Name: Michael S. Sarner
						Title:   President and Chief Executive Officer