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Director at Capital Southwest (CSWC) makes open-market share purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Capital Southwest Corp director Ramona Lynn Rogers-Windsor bought additional company stock in the open market. She purchased 210.9615 shares of Common Stock at a price of $23.7010 per share. After this transaction, she directly owns a total of 23,090.6758 shares.

Positive

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Negative

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Insider Rogers-Windsor Ramona Lynn
Role null
Bought 210.962 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock 210.962 $23.701 $5K
Holdings After Transaction: Common Stock — 23,090.676 shares (Direct, null)
Footnotes (1)
Shares purchased 210.9615 shares Open-market buy of Common Stock
Purchase price $23.7010 per share Price paid in open-market transaction
Shares owned after 23,090.6758 shares Direct holdings following transaction
Net share change 210.9615 shares Net-buy direction in transaction summary
open-market purchase financial
"transaction_action: "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rogers-Windsor Ramona Lynn
(Last)(First)(Middle)
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
(Street)
DALLAS TEXAS 75225
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026P210.9615A$23.70123,090.6758D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Ramona L. Rogers-Windsor06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Capital Southwest (CSWC) report on this Form 4?

Capital Southwest reported that director Ramona Lynn Rogers-Windsor made an open-market purchase of Common Stock. She bought 210.9615 shares at a price of $23.7010 per share, increasing her direct ownership position in the company’s stock.

How many Capital Southwest (CSWC) shares did the director buy and at what price?

The director purchased 210.9615 shares of Capital Southwest Common Stock. The shares were acquired in an open-market transaction at a price of $23.7010 per share, as reported in the Form 4 insider trading disclosure.

What are Ramona Lynn Rogers-Windsor’s holdings in CSWC after this transaction?

Following the reported purchase, director Ramona Lynn Rogers-Windsor directly owns 23,090.6758 shares of Capital Southwest Common Stock. This total reflects her updated position immediately after the 210.9615-share open-market acquisition disclosed in the Form 4.

Is the Capital Southwest (CSWC) insider transaction a purchase or a sale?

The transaction is a purchase. The Form 4 identifies the code as “P,” which is an open-market or private purchase, and the normalized data classifies it as a buy transaction, increasing the director’s holdings in Capital Southwest Common Stock.

Did the Capital Southwest (CSWC) director use derivatives or options in this filing?

No derivatives or options are shown in this filing. The transaction involves only non-derivative Common Stock, and the derivativeSummary section is empty, indicating no option exercises or other derivative activity reported in this Form 4.