Capital Southwest Corporation filings document the disclosure record of an internally managed business development company focused on middle market lending. Recent Form 8-K reports cover results of operations and financial condition, including preliminary estimates of net investment income and net asset value, quarterly financial releases, investor presentation materials and Regulation FD disclosures.
The filings also record board-declared monthly and supplemental dividends, annual tax treatment of distributions, and other material-event exhibits tied to the company’s BDC structure, portfolio financing activities, capital returns and public-company reporting obligations.
Capital Southwest Corporation registered 1,994,153 additional common shares for issuance under its Amended and Restated 2021 Employee Restricted Stock Award Plan. The total consists of a 1,850,000 increase to the plan reserve and 144,153 forfeited shares available for reissuance; the forfeited shares were previously registered and do not increase the plan maximum. The filing incorporates prior Form S-8 disclosures by reference.
Capital Southwest (NASDAQ:CSWC) filed a Form 4 disclosing that director Ramona L. Rogers-Windsor purchased 471 shares of common stock on June 23 2025 at $21.19 per share.
After the transaction, her direct beneficial ownership rose to 18,091.5147 shares. The filing lists the transaction code “P,” indicating an open-market purchase, and shows no derivative activity or 10b5-1 plan references. No other changes in ownership were reported.