Welcome to our dedicated page for Capital Southwest Corporation SEC filings (Ticker: CSWCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital Southwest Corporation filings document regulatory disclosures for an internally managed business development company focused on financing middle market businesses. Recent Form 8-K reports cover results of operations and financial condition, Regulation FD disclosures, dividend declarations, dividend tax treatment and investor presentation materials.
The filing record also documents capital-structure activity, including supplemental indentures, medium-term note issuance, unsecured debt terms, note redemption plans and borrowings under corporate and special purpose vehicle credit facilities. These disclosures describe how the company reports distributions, financing arrangements and material events for its public securities.
Capital Southwest Corporation reported fourth quarter and full-year fiscal 2026 results showing continued portfolio growth and solid income. The investment portfolio reached $2.1 billion at fair value, up 17% year-over-year, driven by $762.3 million in new commitments and strong origination activity.
For the year ended March 31, 2026, total investment income was $232.1 million, a 13.5% increase, and pre-tax net investment income reached $136.6 million. Net investment income was $135.5 million, while net realized and unrealized losses on investments narrowed to $20.3 million from $47.2 million in the prior year.
In the March quarter, pre-tax net investment income was $35.2 million, or $0.59 per share, comfortably covering total quarterly dividends of $0.64 per share (regular $0.58 and supplemental $0.06). Net asset value was $16.69 per share, essentially flat versus $16.70 a year earlier, and credit quality remained strong with non-accruals at only 1.1% of the portfolio at fair value.
Capital Southwest Corporation reported fourth quarter and full-year fiscal 2026 results showing continued portfolio growth and solid income. The investment portfolio reached $2.1 billion at fair value, up 17% year-over-year, driven by $762.3 million in new commitments and strong origination activity.
For the year ended March 31, 2026, total investment income was $232.1 million, a 13.5% increase, and pre-tax net investment income reached $136.6 million. Net investment income was $135.5 million, while net realized and unrealized losses on investments narrowed to $20.3 million from $47.2 million in the prior year.
In the March quarter, pre-tax net investment income was $35.2 million, or $0.59 per share, comfortably covering total quarterly dividends of $0.64 per share (regular $0.58 and supplemental $0.06). Net asset value was $16.69 per share, essentially flat versus $16.70 a year earlier, and credit quality remained strong with non-accruals at only 1.1% of the portfolio at fair value.
Capital Southwest Corp director and President/CEO Michael Scott Sarner reported an open-market purchase of company common stock. On February 27, he bought 2,694.635 shares at a price of $21.90 per share. Following this transaction, his directly held ownership increased to 473,154.339 common shares.
Capital Southwest Corp director and President/CEO Michael Scott Sarner reported an open-market purchase of company common stock. On February 27, he bought 2,694.635 shares at a price of $21.90 per share. Following this transaction, his directly held ownership increased to 473,154.339 common shares.
Capital Southwest Corporation announced shareholder dividends tied to the quarter ending June 30, 2026. The Board declared monthly regular dividends of $0.1934 per share for each of April, May, and June 2026, plus a quarterly supplemental dividend of $0.06 per share payable on June 30, 2026.
In total, dividends per share associated with the quarter ending June 30, 2026 are stated as $0.64, including $0.58 in regular monthly dividends and $0.06 in supplemental dividends. Capital Southwest notes it had approximately $2.0 billion in investments at fair value as of December 31, 2025.
The company also highlights its dividend reinvestment plan, allowing registered stockholders who opt in by the record date to reinvest cash dividends into additional shares of common stock.
Capital Southwest Corporation announced shareholder dividends tied to the quarter ending June 30, 2026. The Board declared monthly regular dividends of $0.1934 per share for each of April, May, and June 2026, plus a quarterly supplemental dividend of $0.06 per share payable on June 30, 2026.
In total, dividends per share associated with the quarter ending June 30, 2026 are stated as $0.64, including $0.58 in regular monthly dividends and $0.06 in supplemental dividends. Capital Southwest notes it had approximately $2.0 billion in investments at fair value as of December 31, 2025.
The company also highlights its dividend reinvestment plan, allowing registered stockholders who opt in by the record date to reinvest cash dividends into additional shares of common stock.
Capital Southwest Corp. director Christine S. Battist purchased 600 shares of common stock on February 9, 2026 at an average price of $23.1587 per share. Following this open-market purchase, she directly owns 13,215 Capital Southwest shares and indirectly holds 7,281 shares through a trust agreement dated August 13, 2007.
Capital Southwest Corp. director Christine S. Battist purchased 600 shares of common stock on February 9, 2026 at an average price of $23.1587 per share. Following this open-market purchase, she directly owns 13,215 Capital Southwest shares and indirectly holds 7,281 shares through a trust agreement dated August 13, 2007.
Capital Southwest Corporation reported higher profitability for the quarter ended December 31, 2025. Total investment income rose to $61.4 million from $52.0 million a year earlier, driven by interest and fee income across non‑affiliate, affiliate, and control investments.
Net investment income increased to $37.0 million from $30.3 million, while the net increase in net assets from operations more than doubled to $32.9 million from $16.3 million. For the nine‑month period, net investment income reached $100.9 million and the net increase in net assets from operations was $85.5 million, both above the prior year.
The investment portfolio at fair value expanded to $2.01 billion from $1.79 billion at March 31, 2025. Net assets grew to $995.6 million, with net asset value per share essentially steady at $16.75 versus $16.70. Shares outstanding were 60,162,020 as of January 29, 2026.
Capital Southwest Corporation reported higher profitability for the quarter ended December 31, 2025. Total investment income rose to $61.4 million from $52.0 million a year earlier, driven by interest and fee income across non‑affiliate, affiliate, and control investments.
Net investment income increased to $37.0 million from $30.3 million, while the net increase in net assets from operations more than doubled to $32.9 million from $16.3 million. For the nine‑month period, net investment income reached $100.9 million and the net increase in net assets from operations was $85.5 million, both above the prior year.
The investment portfolio at fair value expanded to $2.01 billion from $1.79 billion at March 31, 2025. Net assets grew to $995.6 million, with net asset value per share essentially steady at $16.75 versus $16.70. Shares outstanding were 60,162,020 as of January 29, 2026.
Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation. The company used a current report to share information about its results of operations and financial condition without having that information treated as formally filed under securities laws.
The press release is furnished as Exhibit 99.1, and investor presentation slides are furnished as Exhibit 99.2. Capital Southwest also plans to discuss these materials with analysts and investors on a conference call scheduled for February 3, 2026.
Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation. The company used a current report to share information about its results of operations and financial condition without having that information treated as formally filed under securities laws.
The press release is furnished as Exhibit 99.1, and investor presentation slides are furnished as Exhibit 99.2. Capital Southwest also plans to discuss these materials with analysts and investors on a conference call scheduled for February 3, 2026.
Capital Southwest Corporation furnished an update on how its 2025 dividends will be treated for tax purposes. The company paid total dividends of $2.56 per share attributable to the tax year ended December 31, 2025, and reports that these dividends are comprised of 100% ordinary income.
This tax characterization helps shareholders understand how to report the 2025 dividends on their tax returns. The details were provided in a press release attached as an exhibit to the report.
Capital Southwest Corporation furnished an update on how its 2025 dividends will be treated for tax purposes. The company paid total dividends of $2.56 per share attributable to the tax year ended December 31, 2025, and reports that these dividends are comprised of 100% ordinary income.
This tax characterization helps shareholders understand how to report the 2025 dividends on their tax returns. The details were provided in a press release attached as an exhibit to the report.
Capital Southwest Corporation issued and sold $350.0 million aggregate principal amount of 5.950% Notes due 2030 under a Seventh Supplemental Indenture to its base indenture. The Notes pay interest semi-annually on March 18 and September 18 beginning March 18, 2026, mature September 18, 2030, and are redeemable at the company's option prior to August 18, 2030 at par plus a make-whole premium and thereafter at par. The Notes are direct unsecured obligations, rank pari passu with the company’s unsecured, unsubordinated indebtedness, are effectively subordinated to secured debt and structurally subordinated to subsidiaries’ debt. Holders have a change-of-control repurchase right at 100% of principal plus accrued interest. The offering closed September 18, 2025, with net proceeds of approximately $343.6 million, which the company intends to use to redeem its outstanding 7.75% Notes due 2028 and 3.375% Notes due 2026 and to repay portions of indebtedness under its Corporate Credit Facility and/or SPV Credit Facility. The indenture contains covenants requiring compliance with specified provisions of the 1940 Act, subject to exemptions and limitations.