Capital Southwest (CSWC) director adds 600 shares in open-market buy

Rhea-AI Filing Summary

Capital Southwest Corp. director Christine S. Battist purchased 600 shares of common stock on February 9, 2026 at an average price of $23.1587 per share. Following this open-market purchase, she directly owns 13,215 Capital Southwest shares and indirectly holds 7,281 shares through a trust agreement dated August 13, 2007.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BATTIST CHRISTINE

(Last) (First) (Middle)

C/O CAPITAL SOUTHWEST CORPORATION

8333 DOUGLAS AVE, SUITE 1100

(Street)

DALLAS TX 75225

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		P		600	A	$23.1587	13,215	D
Common Stock								7,281	I	By Trust(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.

Remarks:

	/s/ Christine S. Battist	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Capital Southwest (CSWC) report for Christine Battist?

Capital Southwest reported that director Christine S. Battist bought 600 shares of CSWC common stock. The purchase occurred on February 9, 2026 at an average price of $23.1587 per share, indicating an increase in her direct ownership stake in the company’s stock.

How many Capital Southwest (CSWC) shares does Christine Battist now own directly and indirectly?

After the reported transaction, Christine S. Battist directly owns 13,215 shares of Capital Southwest common stock. She also indirectly holds 7,281 additional shares through a trust agreement of Christine Sue Battist dated August 13, 2007, as disclosed in the Form 4 filing.

Was the February 9, 2026 Capital Southwest (CSWC) insider transaction a purchase or sale?

The February 9, 2026 insider transaction reported for Capital Southwest director Christine S. Battist was a purchase. The Form 4 lists transaction code “P,” showing she acquired 600 shares of CSWC common stock in an open-market buy at $23.1587 per share.

What does the trust holding in the Capital Southwest (CSWC) Form 4 represent?

The Form 4 notes 7,281 CSWC shares held indirectly “By Trust.” These shares are held by the Trust Agreement of Christine Sue Battist dated August 13, 2007. This structure indicates a separate legal holding arrangement, in addition to her directly owned Capital Southwest shares.

What role does Christine Battist hold at Capital Southwest (CSWC)?

Christine S. Battist is identified as a director of Capital Southwest Corporation. The Form 4 indicates her relationship to the issuer by checking the “Director” box, with no officer or 10% owner status marked. Her reported shareholdings reflect board-level insider ownership.