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Community Trust Bancorp (CTBI) EVP adds 667 shares through DRIP

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Community Trust Bancorp Executive Vice President Mark Edward Smith acquired 667 shares of common stock on January 27, 2026, at a stated price of $0, through the company’s dividend reinvestment plan. After this transaction, he directly owns 7,659.5195 shares of common stock.

He also holds shares indirectly, including 3,932.9825 shares through an ESOP and 12,906.6513 shares through a 401(k) plan. The footnote explains that the reported shares were acquired under Community Trust Bancorp’s Dividend Reinvestment Plan, where cash dividends are automatically used to buy additional shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Mark Edward

(Last) (First) (Middle)
346 NORTH MAYO TRAIL

(Street)
PIKEVILLE KY 41501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COMMUNITY TRUST BANCORP INC /KY/ [ CTBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 A 667 A $0 7,659.5195(1) D
Common Stock 3,932.9825 I By ESOP
Common Stock 12,906.6513 I By 401k
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The following shares were acquired under the Community Trust Bancorp, Inc. Dividend Reinvestment Plan (DRIP). 01/02/2026 9.9449 (acct 1732-4044 / Direct)
Mark E. Smith By: Cynthia L Adkins, Attorney-in-Fact Stock Transfer Administrator 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did CTBI Executive Vice President Mark Edward Smith do in this Form 4 filing?

Mark Edward Smith acquired 667 shares of Community Trust Bancorp common stock. The shares were obtained through the company’s Dividend Reinvestment Plan, where cash dividends are automatically reinvested to purchase additional shares instead of being paid out in cash.

How many CTBI shares does Mark Edward Smith own after this reported transaction?

After the transaction, Mark Edward Smith directly owns 7,659.5195 CTBI common shares. He also has indirect holdings of 3,932.9825 shares through an ESOP and 12,906.6513 shares through a 401(k), reflecting both personal and retirement-related ownership positions in the company.

At what price were the 667 CTBI shares acquired in this Form 4?

The 667 CTBI shares were reported as acquired at a price of $0 per share. A footnote clarifies they were obtained under Community Trust Bancorp’s Dividend Reinvestment Plan, where dividend amounts are used to buy shares rather than through an out-of-pocket cash purchase.

What is the role of Mark Edward Smith at Community Trust Bancorp (CTBI)?

Mark Edward Smith serves as an Executive Vice President at Community Trust Bancorp. His officer status is specifically identified in the filing, indicating he is a senior member of management and a reporting person subject to insider transaction disclosure rules under U.S. securities regulations.

How are ESOP and 401(k) CTBI shares reported for Mark Edward Smith?

The filing lists 3,932.9825 CTBI shares held indirectly "By ESOP" and 12,906.6513 shares held indirectly "By 401k". These indirect holdings reflect plan-based ownership, separate from his directly owned 7,659.5195 shares noted in the non-derivative securities table.
Community Tr Bancorp Inc

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PIKEVILLE