Form 144: 914 RSUs Notice by Daniel Lorrain

Daniel Lorrain submitted a Form 144 notice to sell 914 Restricted Stock Units of Common stock through Morgan Stanley Smith Barney LLC Executive Financial Services.

Accepted by SEC EDGAR 04/06/2026 - 04:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Daniel Lorrain submitted a Form 144 notice to sell 914 Restricted Stock Units of Common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists multiple recent 10b5-1 sales by the same person, including 03/02/2026 (4,170 shares for $62,585.03) and 02/24/2026 (4,300 shares for $68,936.04).

The securities to be sold are described as Restricted Stock Units dated 05/09/2017. The broker/agent is shown as Morgan Stanley Smith Barney LLC on Nasdaq-listed securities, and the filing records transaction history in the prior three months under a 10b5-1 plan.

Insights

Securities Compliance Attorney

Notice of proposed sale under Rule 144 with documented 10b5-1 executions.

The filing documents a Rule 144 notice for 914 Restricted Stock Units and enumerates multiple 10b5-1 sales in the prior three months, with discrete dates and proceeds recorded. This is a procedural disclosure required before resale under Rule 144.

Key dependencies include the 10b5-1 plan terms and broker handling; subsequent Form 4 or broker confirmations would show settlement details. No enforcement, wrongdoing, or extraordinary corporate action is disclosed in the excerpt.

Key Figures

Securities to be sold: 914 shares 10b5-1 sale (03/02/2026): 4,170 shares 10b5-1 sale (02/24/2026): 4,300 shares +4 more

7 metrics

Securities to be sold 914 shares Restricted Stock Units dated 05/09/2017

10b5-1 sale (03/02/2026) 4,170 shares Proceeds <money>$62,585.03</money>

10b5-1 sale (02/24/2026) 4,300 shares Proceeds <money>$68,936.04</money>

10b5-1 sale (02/25/2026) 3,824 shares Proceeds <money>$61,227.91</money>

10b5-1 sale (02/03/2026) 4,170 shares Proceeds <money>$62,305.22</money>

10b5-1 sale (02/19/2026) 100 shares Proceeds <money>$1,600.00</money>

10b5-1 sale (02/11/2026) 400 shares Proceeds <money>$6,400.00</money>

Key Terms

Restricted Stock Units, 10b5-1, Form 144

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 914 | 05/09/2017"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for DANIEL LORRAIN ... listed with dates and proceeds"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001861550
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CONTINEUM THERAPEUTIC INC
SEC File Number	001-42001
Address of Issuer	3565 General Atomics Court, Suite 200 San Diego CALIFORNIA 92121
Phone	8583335280
Name of Person for Whose Account the Securities are To Be Sold	DANIEL LORRAIN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	914	12284.16	32673536	04/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/09/2017	Restricted Stock Units	Issuer			914	05/09/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	03/02/2026	4170	62585.03
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	02/25/2026	3824	61227.91
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	02/24/2026	4300	68936.04
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	02/19/2026	100	1600.00
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	02/11/2026	400	6400.00
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	02/03/2026	4170	62305.22

144: Remarks and Signature

Remarks
Date of Notice	04/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/23/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Lorrain
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)