CapsoVision director files Form 3 with zero holdings

CapsoVision, Inc director David Stanley Shields filed an initial ownership report on Form 3.

Rhea-AI Filing Summary

CapsoVision, Inc director David Stanley Shields filed an initial ownership report on Form 3. The filing indicates that he does not beneficially own any shares of CapsoVision common stock, as confirmed by a footnote stating that no securities are beneficially owned.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shields David Stanley

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. F1. No securities are beneficially owned.

Key Figures

Common stock held after report: 0 shares

1 metrics

Common stock held after report 0 shares Total shares of CapsoVision common stock following Form 3

Key Terms

Form 3, Common Stock, beneficially owned

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficially owned financial

"No securities are beneficially owned."

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does CapsoVision (CV) director David Stanley Shields report on this Form 3?

He reports his initial ownership position in CapsoVision common stock. The filing states, via footnote, that no securities are currently beneficially owned by him as of the reported date.

Does David Stanley Shields own any CapsoVision (CV) shares according to this Form 3?

According to the Form 3, he does not own any shares. A footnote explicitly states that no securities are beneficially owned, and the common stock holding line shows zero shares following the report.

What type of security is covered in David Stanley Shields’ CapsoVision (CV) Form 3?

The Form 3 covers CapsoVision common stock. The transaction section lists common stock with total shares following the report at zero, and a footnote clarifies that no securities are beneficially owned.

Is there any buying or selling activity reported in this CapsoVision (CV) Form 3?

No buying or selling activity is reported. The filing is an initial ownership statement and shows a holding entry with zero total shares, with a footnote stating that no securities are beneficially owned.

What does the footnote in the CapsoVision (CV) Form 3 say about ownership?

The footnote states that no securities are beneficially owned. This confirms that the reporting person, director David Stanley Shields, has no beneficial ownership in CapsoVision common stock in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 04:10 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Shields David Stanley

(Last) (First) (Middle)

C/O CAPSOVISION, INC.

18805 COX AVENUE, SUITE 250

(Street)

SARATOGA, CALIFORNIA 95070

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
CapsoVision, Inc [ CV ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. No securities are beneficially owned.

Remarks:

Power of Attorney submitted with Form ID on 06/11/2026

	/s/ Kang-Huai (Johnny) Wang, Attorney-in-Fact for David S. Shields	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)