Director at CapsoVision (CV) awarded 1,710 RSUs vesting in 2026

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Shields David Stanley reported acquisition or exercise transactions in this Form 4 filing.

CapsoVision, Inc director David Stanley Shields received a grant of 1,710 Restricted Stock Units (RSUs). The award was reported at a price of $0.0000 per unit, reflecting a compensation grant rather than a market purchase or sale.

Each RSU represents a contingent right to receive one share of CapsoVision common stock, and these RSUs are scheduled to vest on December 31, 2026. Following this grant, Shields is reported as directly holding 1,710 RSUs linked to common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shields David Stanley

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit (RSU)	1,710	$0.00	--

Holdings After Transaction: Restricted Stock Unit (RSU) — 1,710 shares (Direct, null)

Footnotes (1)

Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest on December 31, 2026

Key Figures

RSUs granted: 1,710 RSUs Grant price per RSU: $0.0000 per unit Holdings after transaction: 1,710 RSUs +2 more

5 metrics

RSUs granted 1,710 RSUs Grant of Restricted Stock Units to director on July 1, 2026

Grant price per RSU $0.0000 per unit Reported transaction price for RSU award

Holdings after transaction 1,710 RSUs Total RSU position directly held following grant

Vesting date December 31, 2026 Scheduled vesting of granted RSUs

Underlying common shares 1,710 shares Each RSU represents one share of common stock

Key Terms

Restricted Stock Unit (RSU), grant/award acquisition, vest, common stock

4 terms

Restricted Stock Unit (RSU) financial

"Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share"

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

vest financial

"These RSUs are scheduled to vest on December 31, 2026"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

common stock financial

"receive one share of the Issuer's common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 04:13 PM Accepted by SEC EDGAR 07/02/2026 - 04:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shields David Stanley

(Last)

(First)

(Middle)

C/O CAPSOVISION, INC.

18805 COX AVENUE, SUITE 250

(Street)

SARATOGA,

CALIFORNIA

95070

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CapsoVision, Inc [ CV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit (RSU)	⁽¹⁾	07/01/2026		A		1,710		⁽²⁾	⁽²⁾	Common Stock	1,710	$0	1,710	D

Explanation of Responses:

1. Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock.

2. These RSUs are scheduled to vest on December 31, 2026

Remarks:

	/s/ Kang-Huai (Johnny) Wang, Attorney-in-Fact for David S. Shields	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CapsoVision (CV) report for David Stanley Shields?

CapsoVision reported that director David Stanley Shields received a grant of 1,710 Restricted Stock Units. The RSUs are a form of equity compensation and were recorded at a price of $0.0000 per unit, indicating no open-market purchase or sale occurred.

How many CapsoVision RSUs were granted to director David Stanley Shields?

David Stanley Shields was granted 1,710 Restricted Stock Units tied to CapsoVision common stock. After this grant, his reported direct holdings total 1,710 RSUs, reflecting this new equity-based compensation position as disclosed in the Form 4 filing.

When do David Stanley Shields’ CapsoVision RSUs vest?

The RSUs granted to David Stanley Shields are scheduled to vest on December 31, 2026. Vesting means he will then be entitled to receive one share of CapsoVision common stock for each RSU, assuming applicable conditions are satisfied by that date.

What does each CapsoVision RSU granted to David Stanley Shields represent?

Each Restricted Stock Unit granted to David Stanley Shields represents a contingent right to receive one share of CapsoVision common stock. The units convert into shares upon vesting, providing stock-based compensation without an immediate cash transaction or market trade.

Was the CapsoVision RSU grant to David Stanley Shields a market purchase or sale?

No, the RSU grant was not a market purchase or sale. The Form 4 lists the transaction code as a grant or award acquisition, with a price of $0.0000 per unit, indicating stock-based compensation rather than an open-market trade in CapsoVision shares.