STOCK TITAN

CapsoVision (CV) awards 4,045 restricted stock units to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Harari Michele reported acquisition or exercise transactions in this Form 4 filing.

CapsoVision, Inc. reported that director Michele Harari received a grant of 4,045 restricted stock units (RSUs), each representing the right to receive one share of common stock. The award is a form of equity compensation rather than an open-market purchase.

The RSUs are scheduled to vest in two equal installments, with 50% vesting on June 30, 2026 and the remaining 50% on December 31, 2026, subject to Harari’s continued service on the board through each vesting date. Following this grant, Harari holds 4,045 RSUs directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harari Michele

(Last)(First)(Middle)
C/O CAPSOVISION, INC.
18805 COX AVENUE, SUITE 250

(Street)
SARATOGA CALIFORNIA 95070

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CapsoVision, Inc [ CV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)03/19/2026A4,045 (2) (2)Common Stock4,045$04,045D
Explanation of Responses:
1. Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date.
Remarks:
/s/ Kang-Huai (Johnny) Wang, Attorney-in-Fact for Michele Harari03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CapsoVision (CV) report for Michele Harari?

CapsoVision reported a grant of 4,045 restricted stock units to director Michele Harari. These RSUs are equity compensation, not an open-market share purchase, and give her the right to receive common stock if vesting conditions are met.

How many CapsoVision (CV) RSUs were granted to the director in this Form 4?

The Form 4 shows a grant of 4,045 restricted stock units (RSUs) to the director. Each RSU represents a contingent right to receive one share of CapsoVision common stock, giving her potential future ownership if vesting conditions are satisfied.

What is the vesting schedule for Michele Harari’s CapsoVision (CV) RSU grant?

The RSU grant vests 50% on June 30, 2026 and 50% on December 31, 2026. Vesting is contingent on Harari continuing to serve as a non-employee director on the board through each respective vesting date.

Is the CapsoVision (CV) RSU grant to Michele Harari an open-market share purchase?

No, the RSU grant is equity compensation, not an open-market purchase. The RSUs were awarded at a stated price of $0.00 per unit and convert into shares of common stock only if the vesting conditions are met.

How many CapsoVision (CV) RSUs does Michele Harari hold after this transaction?

After this grant, Michele Harari holds 4,045 restricted stock units directly. All of these RSUs are subject to the specified vesting schedule, which runs through June 30, 2026 and December 31, 2026, assuming continued board service.
CapsoVision, Inc.

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