CVD Equipment grants director Africk 11,100 shares

The award was 25% vested upon grant, with the remaining shares scheduled to vest in equal installments through June 2027, subject to continued director service.

Available on EDGAR 11/06/2026 - 03:31 PM EST Accepted by SEC EDGAR 11/06/2026 - 03:31 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CVD Equipment Corp. (CVV) director and 10% owner Andrew Africk acquired a direct grant of 11,100 common shares on November 5, 2026, at a reported price of $0.0000 per share. The automatic grant was made under the company's previously disclosed Director Compensation Plan and 2022 Share Incentive Plan. Twenty-five percent vested upon grant; the remaining shares will vest in equal 25% installments on December 31, 2026, March 31, 2027, and June 30, 2027, subject to continued service as a director. Africk held 1,328,715 shares directly following the grant.

Insider Trade Summary

Grant/Award: 11,100 shares

Grant/Award 1 txn

Insider AFRICK ANDREW

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	11,100	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,328,715 shares (Direct)

Footnotes (1)

1. F1. Automatic grant issued on November 5, 2026, the date of the Company's 2026 Annual Meeting of Shareholders, pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan. Twenty-five percent of the shares were fully vested upon grant, and the remaining shares will vest in equal 25% installments on December 31, 2026, March 31, 2027 and June 30, 2027, subject to the recipient's continued service as a Director on each applicable vesting date.

Key Figures

Grant shares: 11,100 shares Reported price: $0.0000 per share Direct shares following grant: 1,328,715 shares +2 more

5 metrics

Grant shares 11,100 shares Automatic grant on November 5, 2026

Reported price $0.0000 per share Grant reported on November 5, 2026

Direct shares following grant 1,328,715 shares Following the November 5, 2026 grant

Shares vested upon grant 25% Upon grant on November 5, 2026

Vesting installment 25% each Remaining shares vest on December 31, 2026, March 31, 2027, and June 30, 2027, subject to continued service as a director

Key Terms

Director Compensation Plan, 2022 Share Incentive Plan, vested

3 terms

Director Compensation Plan financial

"pursuant to the Company's previously disclosed Director Compensation Plan"

2022 Share Incentive Plan financial

"issued pursuant to the Company's 2022 Share Incentive Plan"

vested technical

"Twenty-five percent of the shares were fully vested upon grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did CVV director Andrew Africk receive?

Andrew Africk received 11,100 common shares in an automatic grant on November 5, 2026. He held 1,328,715 shares directly following the grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AFRICK ANDREW

(Last) (First) (Middle)

C/O SEARAY CAPITAL

111 WEST 67TH STREET

(Street)

NEW YORK NEW YORK 10023

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/05/2026		A		11,100(1)	A	$0	1,328,715	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Automatic grant issued on November 5, 2026, the date of the Company's 2026 Annual Meeting of Shareholders, pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan. Twenty-five percent of the shares were fully vested upon grant, and the remaining shares will vest in equal 25% installments on December 31, 2026, March 31, 2027 and June 30, 2027, subject to the recipient's continued service as a Director on each applicable vesting date.

	Andrew Africk	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)