CVD Equipment grants director Lotfi 11,100 shares

Twenty-five percent of the grant vested upon award, with three further 25% installments scheduled through June 30, 2027, subject to continued director service.

Available on EDGAR 11/06/2026 - 03:18 PM EST Accepted by SEC EDGAR 11/06/2026 - 03:18 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CVD Equipment Corp. director Ashraf Wagih Lotfi acquired an automatic grant of 11,100 common shares on November 5, 2026, bringing his directly held shares to 39,836. The grant was issued under the company’s 2022 Share Incentive Plan pursuant to its previously disclosed Director Compensation Plan. Twenty-five percent vested upon grant; the remaining shares vest in equal 25% installments, subject to continued service as a director on each vesting date.

Insider Trade Summary

Grant/Award: 11,100 shares

Grant/Award 1 txn

Insider Lotfi Ashraf Wagih

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	11,100	$0.00	$0.00

Holdings After Transaction: Common Stock — 39,836 shares (Direct)

Footnotes (1)

1. F1. Automatic grant issued on November 5, 2026, the date of the Company's 2026 Annual Meeting of Shareholders, pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan. Twenty-five percent of the shares were fully vested upon grant, and the remaining shares will vest in equal 25% installments on December 31, 2026, March 31, 2027 and June 30, 2027, subject to the recipient's continued service as a Director on each applicable vesting date.

Key Figures

Automatic grant: 11,100 shares Direct shares following grant: 39,836 shares Vested upon grant: 25% +2 more

5 metrics

Automatic grant 11,100 shares Common shares granted November 5, 2026

Direct shares following grant 39,836 shares Ashraf Wagih Lotfi’s reported direct holdings

Vested upon grant 25% Shares vested upon grant

Remaining vesting installments 25% per installment Equal installments subject to continued service as a director

Scheduled vesting dates December 31, 2026; March 31, 2027; June 30, 2027 Dates for the remaining installments

Key Terms

Director Compensation Plan, 2022 Share Incentive Plan, fully vested upon grant

3 terms

Director Compensation Plan financial

"pursuant to the Company's previously disclosed Director Compensation Plan"

2022 Share Incentive Plan financial

"issued pursuant to the Company's 2022 Share Incentive Plan"

fully vested upon grant financial

"Twenty-five percent of the shares were fully vested upon grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CVV shares did Ashraf Wagih Lotfi acquire?

Ashraf Wagih Lotfi acquired an automatic grant of 11,100 CVD Equipment Corp. common shares on November 5, 2026. His directly held common shares following the grant were 39,836.

What is the vesting schedule for Ashraf Wagih Lotfi’s CVV share grant?

Twenty-five percent of the shares vested upon grant on November 5, 2026. The remaining shares vest in equal 25% installments on December 31, 2026, March 31, 2027, and June 30, 2027, subject to continued service as a director on each applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lotfi Ashraf Wagih

(Last) (First) (Middle)

C/O CVD EQUIPMENT CORPORATION

355 S. TECHNOLOGY DRIVE

(Street)

CENTRAL ISLIP NEW YORK 11722

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/05/2026		A		11,100(1)	A	$0	39,836	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Automatic grant issued on November 5, 2026, the date of the Company's 2026 Annual Meeting of Shareholders, pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan. Twenty-five percent of the shares were fully vested upon grant, and the remaining shares will vest in equal 25% installments on December 31, 2026, March 31, 2027 and June 30, 2027, subject to the recipient's continued service as a Director on each applicable vesting date.

	Ashraf Wagih Lotfi	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)