CVD Equipment grants acting CEO 25,000 options

Available on EDGAR 11/12/2026 - 02:09 PM EST Accepted by SEC EDGAR 11/12/2026 - 02:09 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CVD Equipment Corp (CVV) Acting Chief Executive Officer Warren David Cheesman received a grant of 25,000 options to purchase common stock on November 10, 2026. The options have an exercise price of $4.05 per share and expire on November 10, 2036.

Insider Trade Summary

Grant/Award: 25,000 shares

Grant/Award 1 txn

Insider Cheesman Warren David

Role Acting Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Options to purchase Common Stock F1	25,000	$0.00	$0.00

Holdings After Transaction: Options to purchase Common Stock — 25,000 options (Direct)

Footnotes (1)

1. F1. The Reporting Person's stock options vest in eight equal quarterly installments of 12.5% each, commencing three months after the grant date, with the options becoming fully vested on the second anniversary of the grant date.

Key Figures

Options granted: 25,000 options Exercise price: $4.05 per share Vesting schedule: 8 equal quarterly installments of 12.5% each +1 more

4 metrics

Options granted 25,000 options Grant to Acting Chief Executive Officer Warren David Cheesman on November 10, 2026

Exercise price $4.05 per share Options to purchase common stock

Vesting schedule 8 equal quarterly installments of 12.5% each Begins three months after the grant date; fully vested on the second anniversary

Expiration date November 10, 2036 Options granted on November 10, 2026

Key Terms

stock options, vest, exercise price

3 terms

stock options financial

"stock options vest in eight equal quarterly installments"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

vest financial

"stock options vest in eight equal quarterly installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

exercise price financial

"options have an exercise price of $4.05 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How do Warren David Cheesman's CVV options vest?

The options vest in eight equal quarterly installments of 12.5% each, beginning three months after the November 10, 2026 grant date. They become fully vested on the second anniversary of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cheesman Warren David

(Last) (First) (Middle)

C/O CVD EQUIPMENT CORPORATION

355 S. TECHNOLOGY DRIVE

(Street)

CENTRAL ISLIP NEW YORK 11722

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Acting Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options to purchase Common Stock	$4.05	11/10/2026		A		25,000		(1)	11/10/2036	Common Stock	25,000	$0	25,000	D

Explanation of Responses:

1. The Reporting Person's stock options vest in eight equal quarterly installments of 12.5% each, commencing three months after the grant date, with the options becoming fully vested on the second anniversary of the grant date.

	Warren Cheesman	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)