STOCK TITAN

Director at CaliberCos (CWD) receives 23,658 stock options grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CaliberCos Inc. director Taylor Lawrence X. III received a grant of 23,658 employee stock options on Class A common stock as part of director compensation. The options have an exercise price of $1.02 per share and are scheduled to expire on May 20, 2036.

The filing also lists several existing option awards on Class A common stock with exercise prices between $3.55 and $17.91 per share and expirations from 2034 through 2035, highlighting the director’s remaining long-term equity incentive position.

Positive

  • None.

Negative

  • None.
Insider Taylor Lawrence X. III
Role null
Type Security Shares Price Value
Grant/Award Employee Stock Options (right to buy) 23,658 $0.00 --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
Holdings After Transaction: Employee Stock Options (right to buy) — 23,658 shares (Direct, null)
Footnotes (1)
  1. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
New options grant 23,658 options Grant on May 20, 2026
Exercise price (new grant) $1.02 per share Employee stock options on Class A common stock
New grant expiration May 20, 2036 Expiration date of 23,658 options
Existing options block 4,064 options at $17.91 Expiration June 25, 2034; Class A common stock
Existing options block 5,052 options at $3.55 Expiration June 17, 2035; Class A common stock
Existing options block 2,065 options at $6.35 Expiration September 16, 2035; Class A common stock
Employee Stock Options (right to buy) financial
"Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan."
2024 Equity Incentive Plan financial
"Options granted pursuant to Issuer's 2024 Equity Incentive Plan."
Amended and Restated 2017 Stock Incentive Plan financial
"Options granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan."
Class A Common Stock financial
"underlying security title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Taylor Lawrence X. III

(Last)(First)(Middle)
8901 E MOUNTAIN VIEW RD
#150

(Street)
SCOTTSDALE ARIZONA 85258

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CaliberCos Inc. [ CWD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Options (right to buy)(1)$1.0205/20/2026A23,65805/20/202605/20/2036Class A Common Stock23,658(2)23,658D
Employee Stock Options (right to buy)(1)$6.3509/16/202509/16/2035Class A Common Stock2,0652,065D
Employee Stock Options (right to buy)(1)$3.5506/17/202506/17/2035Class A Common Stock5,0525,052D
Employee Stock Options (right to buy)(1)$13.1903/17/202503/17/2035Class A Common Stock1,6131,613D
Employee Stock Options (right to buy)(1)$1012/16/202412/16/2034Class A Common Stock1,8501,850D
Employee Stock Options (right to buy)(3)$12.409/30/202409/30/2034Class A Common Stock2,2422,242D
Employee Stock Options (right to buy)(3)$17.9106/25/202406/25/2034Class A Common Stock4,0644,064D
Explanation of Responses:
1. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
2. Not applicable.
3. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
Remarks:
/s/ Lawrence X. Taylor III05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did CaliberCos (CWD) disclose about director Taylor Lawrence X. III?

CaliberCos reported that director Taylor Lawrence X. III received a grant of 23,658 employee stock options as part of his director compensation, along with details of several existing option awards and their exercise prices and expiration dates on Class A common stock.

How many stock options were granted to the CaliberCos director in this Form 4?

The director was granted 23,658 employee stock options. These options relate to Class A common stock and represent a portion of his compensation as a director under the company’s equity incentive plan, rather than an open-market share purchase or sale.

What is the exercise price of the new CaliberCos (CWD) stock options?

The new options have an exercise price of $1.02 per share. This is the price at which the director can buy CaliberCos Class A common stock in the future, subject to the terms of the 2024 Equity Incentive Plan and the option agreement.

When do the newly granted CaliberCos options to the director expire?

The newly granted 23,658 options expire on May 20, 2036. This expiration date defines the last day the director can exercise the options to acquire Class A common stock at the fixed $1.02 per-share exercise price disclosed in the filing.

Are the CaliberCos director’s options an open-market stock purchase or sale?

No, the options are compensation awards granted under CaliberCos equity incentive plans. The filing describes them as employee stock options granted as part of director compensation, not as open-market purchases or sales of existing Class A common stock shares.

What other option awards does the CaliberCos director hold according to this Form 4?

The filing lists several existing employee stock option awards on Class A common stock. These include tranches with exercise prices of $17.91, $12.40, $10.00, $13.19, $3.55, and $6.35, each with specific expiration dates between 2034 and 2035.