Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
CaliberCos Inc. filings document the formal disclosures of a Nasdaq-listed alternative asset manager with private real estate funds, development and financing activities, and a digital asset treasury component. Recent 8-K reports include Regulation FD announcements, earnings-call timing, project updates, capital-structure changes and material definitive agreements tied to noteholder conversion activity.
Caliber's SEC records also cover securities and governance matters, including Class A common stock, Series AAA Convertible Preferred Stock, preferred equity conversions, registration rights, and resale registration activity. Proxy materials document annual meeting voting items such as director elections and the ratification of the independent registered public accounting firm, while the company's filings identify it as an emerging growth company.
CaliberCos Inc. director William J. Gerber reported a new stock option grant and his outstanding option holdings. The filing shows a grant of 23,585 employee stock options to buy Class A common stock at an exercise price of $0.65 per share, expiring on June 30, 2036. Footnotes state these options, along with prior grants at higher exercise prices and later expirations, represent a portion of his compensation as a director under the company’s equity incentive plans. No open-market purchases or sales of CaliberCos stock are disclosed in this report.
CaliberCos Inc. interim CFO Michael Rosales filed an initial ownership report showing his equity position in the company. He directly holds 3,528 shares of Class A common stock, which include 1,447 unvested restricted stock units granted on June 1, 2024 under the company’s 2017 Stock Incentive Plan.
Rosales also holds employee stock options covering 2,230 shares of Class A common stock at an exercise price of $129.80 per share expiring on October 28, 2030, and additional options for 142 shares at $20.00 per share expiring on June 1, 2034. Both the RSUs and options vest 25% on the first anniversary of grant, with the remainder vesting in equal installments over the following 36 months.
CaliberCos Inc. director Jerome Alan Reid Jr. reported his initial ownership of Class A Common Stock on a Form 3. The filing shows he directly holds 548 shares of Class A Common Stock following the reported holdings entry.
CaliberCos Inc. announced a planned CFO transition. Jade Leung resigned as Chief Financial Officer effective June 14, 2026, after an eleven-year tenure, citing personal reasons. The company states there were no disagreements related to operations, policies, financial reporting, or accounting.
Subject to a separation agreement, Leung is expected to receive about $86,584.60 in cash severance, equal to sixteen weeks of base salary, a grant of 100,000 shares of common stock subject to a six-month lock-up, and accelerated vesting of 24,441 previously unvested equity awards. He is also expected to serve as an independent contractor to support the transition.
Michael Rosales, currently Senior Vice President of Accounting, Financial Reporting and Tax, will become acting CFO on June 14, 2026. The board has begun a search for a permanent CFO. Caliber reaffirmed its full-year 2026 guidance and said the transition does not change its strategy or financial outlook.
CaliberCos Inc. director Taylor Lawrence X. III received a grant of 23,658 employee stock options on Class A common stock as part of director compensation. The options have an exercise price of $1.02 per share and are scheduled to expire on May 20, 2036.
The filing also lists several existing option awards on Class A common stock with exercise prices between $3.55 and $17.91 per share and expirations from 2034 through 2035, highlighting the director’s remaining long-term equity incentive position.
CaliberCos Inc. director William J. Gerber reported a new grant of employee stock options as part of his director compensation. On the reported date, he received 23,658 Employee Stock Options (right to buy), each exercisable for Class A Common Stock at an exercise price of $1.02 per share, expiring in 2036. The filing also lists several previously granted option awards with exercise prices ranging from $3.55 to $185.00 per share and expirations between 2029 and 2035, showing the broader option position he continues to hold under the company’s equity incentive plans.
CaliberCos Inc. reported the results of its 2026 annual stockholder meeting. As of the March 20, 2026 record date, 6,682,240 shares of Class A common stock and 370,822 shares of Class B common stock were outstanding and entitled to vote, with Class A carrying one vote per share and Class B carrying ten votes per share. A total of 7,053,062 shares of common stock representing 10,390,460 votes were entitled to vote, and 2,653,353 shares, representing 5,990,751 votes or 57.656%, were present in person or by proxy, constituting a quorum. Stockholders elected five directors to terms ending at the 2027 annual meeting and ratified the appointment of Urish Popeck & Co., LLC as independent registered public accounting firm for the fiscal year ending December 31, 2026.
CaliberCos Inc. reported first-quarter 2026 revenue of $4.3 million, down from $7.3 million a year earlier, and a net loss attributable to Caliber of $3.6 million, or $0.52 per share. Results were pressured by a $1.9 million loss from its Chainlink (“LINK”) digital asset holdings and higher consolidated fund expenses. At March 31, 2026, the company had total assets of $179.6 million, total liabilities of $140.9 million and stockholders’ equity of $38.7 million. Management disclosed that recurring losses, negative operating cash flow and $21.1 million of unsecured corporate and convertible notes maturing within 12 months after May 13, 2026 raise substantial doubt about Caliber’s ability to continue as a going concern, even after considering ongoing refinancing, conversion, fundraising and cost-reduction initiatives.
CaliberCos Inc. reported first quarter 2026 results and reaffirmed its full-year 2026 outlook. Platform revenue, which reflects the core asset management business, rose to $4.1 million from $3.5 million, driven mainly by higher nonrecurring asset management fee income.
The Platform recorded a net loss of $4.3 million, or $0.62 per diluted share, and a Platform Adjusted EBITDA loss of only $0.3 million, narrowing significantly from a $1.4 million loss a year earlier and bringing the platform close to break-even. Consolidated revenue was $4.3 million versus $7.3 million due to changes in which funds are consolidated.
Caliber’s digital asset treasury held 507,560 LINK tokens valued at $4.5 million as of March 31, 2026, after selling 55,076 LINK for $0.5 million to support real estate project financings. The company maintained 2026 guidance for total revenue of $18.0–$22.0 million, positive net operating income, and Adjusted EBITDA profitability.
CaliberCos Inc. has scheduled the release of its first quarter 2026 financial results for after the market close on May 13, 2026, followed by a webcast and conference call at 5:00 pm ET the same day.
Investors can join by phone using conference ID 5168652 or listen online via Caliber’s investor relations website, where the news release, presentation materials, and a replay will be available. The company describes itself as a real estate-focused alternative asset manager with over $2.6 billion in Managed Assets and a 17-year track record in middle-market hospitality and multifamily real estate, now also integrating digital asset and tokenization strategies.