Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
CaliberCos Inc's SEC filings reveal the financial mechanics behind a small-cap real estate developer that maintains both property assets and a cryptocurrency treasury. Unlike typical real estate companies, CaliberCos' disclosures include details on digital asset holdings alongside traditional property development metrics.
The company's 10-Q quarterly reports break down revenue from development fees, asset management services, and investment returns. These filings detail the company's project pipeline, outstanding obligations, and balance sheet composition including Chainlink token valuations at quarter-end. For investors analyzing CaliberCos, understanding the interplay between real estate operations and treasury investments requires careful review of these periodic reports.
CaliberCos generates frequent 8-K material event filings covering development agreement announcements, capital raising through shelf registrations and prospectus supplements, debt conversion programs, and digital asset acquisitions. Our AI summaries help identify which 8-K filings announce meaningful business developments versus routine corporate disclosures.
Form 4 insider transaction filings track executive and director trading activity, providing signals about management's view of company value. Given CaliberCos' small market capitalization, insider transactions can represent proportionally significant moves.
Registration statements (S-3) and prospectus supplements outline the company's capital raising capabilities and securities offerings. These documents explain the terms and potential dilution from various financing instruments CaliberCos may utilize for project funding.
CaliberCos Inc. filed an 8-K updating Nasdaq compliance. The company reports it believes it has regained compliance with Nasdaq Listing Rule 5550(b)(1) by having stockholders’ equity above $2.5 million as of October 22, 2025.
CaliberCos estimates stockholders’ equity was between $4.5 million and $6.0 million as of September 30, 2025, reflecting transactions since quarter-end including equity offerings and debt conversions. Nasdaq will continue to monitor compliance, and if the next periodic report for the quarter ended September 30, 2025 does not evidence compliance, the company may be subject to delisting, with the right to appeal to a Hearings Panel.
CaliberCos Inc. announced the completion of a strategic purchase of $2.0 million in Chainlink (LINK) tokens to support its Digital Asset Treasury (DAT) Strategy. The company acquired 94,903 LINK at an average price of $21.07 per token (including fees and expenses) on October 16, 2025.
The announcement was disclosed under Item 7.01 (Regulation FD), with a press release furnished as Exhibit 99.1. Because the information was furnished, it is not deemed filed under the Exchange Act.
CaliberCos Inc. (S-3) describes the company’s fee-based private equity real estate platform and the securities being registered. The filing details multiple revenue streams: organizational and offering fees recognized at contract completion; fund management fees generally of 1.0%–1.5% of unreturned capital (and 0.7% of enterprise value for the Caliber Hospitality Trust); financing fees recognized at loan closing and fees for guaranteeing loans; real estate development and construction management fees of up to 4.0% each (combined up to 6%); brokerage fees at fixed rates for transactions; and performance allocations typically of 15.0%–35.0% of cash distributions after fund preferred returns.
The filing lists 4,598,509 shares of Class A common stock issued and outstanding as of September 23, 2025, and enumerates potential additional shares from preferred stock conversions, options, RSUs, warrants, convertible debt, a $25 million equity purchase agreement, Rights and plan reserves. The document also describes certain corporate governance and regulatory exemptions available to smaller or emerging reporting companies and specifies redemption fee schedules of 10%, 8%, and 6% depending on timing.
CaliberCos Inc. prospectus supplement (Form 424B5) describes an "at-the-market" offering of up to $10,333,203 of Class A common stock (up to 5,531,691 shares assuming a $7.45 price). The company intends to use most net proceeds to acquire digital assets, beginning with LINK, with remaining proceeds for working capital and its core business. The document details asset management revenue streams: fund set-up fees recognized at completion; fund management fees generally of 1.0%–1.5% of unreturned capital (and 0.7% of enterprise value for Caliber Hospitality Trust); financing fees recognized at loan closing; development/construction fees typically 4.0% of project costs; brokerage fees at fixed rates; and performance allocations of 15%–35% of cash distributions after preferred returns, where preferred returns range from 6%–12%. The Sales Agents (R.F. Lafferty & Co. Inc. and The Benchmark Company, LLC) act as underwriters using reasonable best efforts and are indemnified by the company. Financial statements are audited by Deloitte & Touche LLP and multiple SEC filings are incorporated by reference.
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