Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CaliberCos Inc. (CWD) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a Nasdaq Capital Market issuer. Caliber, an alternative asset manager with a private equity real estate platform and a Digital Asset Treasury strategy anchored in Chainlink’s LINK token, uses filings such as Form 8-K to report material events, capital structure changes, and key business updates.
Investors reviewing CWD filings will find multiple Form 8-K reports describing topics like equity offerings, a note conversion program that allows holders of certain unsecured promissory notes to convert into Class A common stock, and the resulting impact on debt levels and stockholders’ equity. Other 8-K filings discuss Nasdaq Listing Rule 5550(b)(1) stockholders’ equity compliance, including prior notifications of deficiency and subsequent confirmation that Caliber regained compliance based on reported equity levels.
Caliber also uses Form 8-K to furnish press releases about its financial results, including quarterly earnings, preliminary estimates, and supplemental information on its asset management "Platform" performance. Additional filings cover the launch and evolution of its Digital Asset Treasury strategy, including strategic purchases of LINK tokens, staking activity with Chainlink node operators, and the selection of institutional trading and custody platforms such as Coinbase Prime and StoneX.
Through Stock Titan, users can monitor new Caliber filings as they appear on EDGAR and use AI-powered summaries to quickly understand the significance of each document. This includes identifying how specific filings relate to capital management, digital asset holdings, listing status, and the performance of Caliber’s asset management platform. Filings related to insider transactions (Form 4), annual reports (Form 10-K), and quarterly reports (Form 10-Q), when available, can be reviewed alongside 8-Ks to build a more complete picture of CWD’s regulatory and financial history.
CaliberCos Inc. (CWD) furnished third‑quarter results materials via a Form 8-K dated November 13, 2025. The company announced a press release and two supplemental packages covering Q3 financial results, including a separate update on its asset management “Platform” business.
The materials attached as Exhibits 99.1, 99.2, and 99.3 are incorporated by reference and are designated as furnished, not filed, under Items 2.02 and 7.01. Exhibit 104 contains the cover page Inline XBRL data.
CaliberCos Inc. (CWD) announced it will release its third quarter 2025 financial results after the close of the market on Thursday, November 13, 2025. The disclosure was furnished under Regulation FD and includes a press release as Exhibit 99.1.
This is a scheduling update; no financial results or guidance were included in the announcement.
CaliberCos Inc. filed a Form S-3 to register 561,747 shares of Class A common stock for resale by selling stockholders. The shares were issued in October 2025 upon conversions of outstanding notes totaling $1,897,504.55 at conversion prices ranging from $3.14 to $3.72 per share. The company will not receive any proceeds from sales by the selling stockholders, though it benefits from the extinguishment of the converted notes.
The prospectus permits sales at fixed or market prices through various methods, including brokerage transactions, block trades, privately negotiated deals, hedging, and short sales after the registration statement is declared effective. As context, shares of Class A common stock outstanding were 5,574,821 as of October 29, 2025. Including the registered shares, the table shows 6,136,568 Class A shares outstanding after the offering. Examples of holder amounts include PRP AQUATICS, INC 223,881 and CJR Investments LLC 44,777. Caliber’s Class A stock trades on Nasdaq as “CWD,” with a last reported price of $3.14 on October 28, 2025.
CaliberCos Inc. launched a note conversion program allowing holders of certain unsecured promissory notes to convert debt into Class A common stock at a price per share equal to the lower of the five-day average closing price or the prior day’s closing bid. Each closing is limited to approximately $3 million, and shares issued in a conversion are to be registered within ten business days of the respective agreement.
As of October 28, 2025, the company closed its first round: noteholders converted an aggregate principal of $1,897,504.55 (aggregate debt outstanding $1,924,706.74) into 561,747 shares at conversion prices ranging from $3.14 to $3.72. The shares were issued in private transactions exempt from registration under Section 4(a)(2) and/or Regulation D and are “restricted securities” under Rule 144. Management may open additional conversion rounds until all noteholders have participated.
CaliberCos Inc. furnished a corporate presentation under Regulation FD. The company reports that CEO Chris Loeffler presented at the LD Micro Main Event XIX in San Diego on October 30, 2025, and the slide deck was provided as Exhibit 99.1.
The furnished materials are not deemed “filed” under the Exchange Act and are not incorporated by reference into other filings unless specifically referenced. This is an informational update about investor communications at a conference rather than a financial or transactional event.
CaliberCos Inc. filed an 8-K updating Nasdaq compliance. The company reports it believes it has regained compliance with Nasdaq Listing Rule 5550(b)(1) by having stockholders’ equity above $2.5 million as of October 22, 2025.
CaliberCos estimates stockholders’ equity was between $4.5 million and $6.0 million as of September 30, 2025, reflecting transactions since quarter-end including equity offerings and debt conversions. Nasdaq will continue to monitor compliance, and if the next periodic report for the quarter ended September 30, 2025 does not evidence compliance, the company may be subject to delisting, with the right to appeal to a Hearings Panel.
CaliberCos Inc. announced the completion of a strategic purchase of $2.0 million in Chainlink (LINK) tokens to support its Digital Asset Treasury (DAT) Strategy. The company acquired 94,903 LINK at an average price of $21.07 per token (including fees and expenses) on October 16, 2025.
The announcement was disclosed under Item 7.01 (Regulation FD), with a press release furnished as Exhibit 99.1. Because the information was furnished, it is not deemed filed under the Exchange Act.
CaliberCos Inc. (CWD) filed a current report to furnish a press release with selected preliminary estimated financial results for its third quarter. The company states that the press release, dated October 9, 2025 and attached as Exhibit 99.1, contains the preliminary figures. This information is provided under Items 2.02 and 7.01 and is expressly described as being furnished, not filed, which limits its use under certain securities law provisions.
CaliberCos Inc. filed a current report describing a new partnership focused on electric vehicle (EV) charging infrastructure across its real estate portfolio. The company announced it is working with Current, an EV infrastructure investor and developer, and InCharge Energy, which designs, builds, services, and repairs EV charging systems.
The initiative is intended to advance sustainable enhancements at Caliber’s properties by deploying customized EV charging solutions. Details are provided in a press release dated October 7, 2025, which is furnished as an exhibit and not incorporated as a filed part of the company’s periodic reports.
CaliberCos Inc. filed a current report to disclose that on October 1, 2025 it named Blake Janover as the third member of its recently established Caliber Crypto Advisory Board. This advisory board provides strategic oversight and guidance as the company executes its Digital Asset Treasury Strategy.
The company highlights that Mr. Janover brings extensive experience in real estate finance, digital assets and treasury strategy. The announcement was made via a press release attached as Exhibit 99.1, which is furnished under Regulation FD rather than filed for liability purposes under the securities laws.