Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CaliberCos Inc. (CWD) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a Nasdaq Capital Market issuer. Caliber, an alternative asset manager with a private equity real estate platform and a Digital Asset Treasury strategy anchored in Chainlink’s LINK token, uses filings such as Form 8-K to report material events, capital structure changes, and key business updates.
Investors reviewing CWD filings will find multiple Form 8-K reports describing topics like equity offerings, a note conversion program that allows holders of certain unsecured promissory notes to convert into Class A common stock, and the resulting impact on debt levels and stockholders’ equity. Other 8-K filings discuss Nasdaq Listing Rule 5550(b)(1) stockholders’ equity compliance, including prior notifications of deficiency and subsequent confirmation that Caliber regained compliance based on reported equity levels.
Caliber also uses Form 8-K to furnish press releases about its financial results, including quarterly earnings, preliminary estimates, and supplemental information on its asset management "Platform" performance. Additional filings cover the launch and evolution of its Digital Asset Treasury strategy, including strategic purchases of LINK tokens, staking activity with Chainlink node operators, and the selection of institutional trading and custody platforms such as Coinbase Prime and StoneX.
Through Stock Titan, users can monitor new Caliber filings as they appear on EDGAR and use AI-powered summaries to quickly understand the significance of each document. This includes identifying how specific filings relate to capital management, digital asset holdings, listing status, and the performance of Caliber’s asset management platform. Filings related to insider transactions (Form 4), annual reports (Form 10-K), and quarterly reports (Form 10-Q), when available, can be reviewed alongside 8-Ks to build a more complete picture of CWD’s regulatory and financial history.
CaliberCos Inc. prospectus supplement (Form 424B5) describes an "at-the-market" offering of up to $10,333,203 of Class A common stock (up to 5,531,691 shares assuming a $7.45 price). The company intends to use most net proceeds to acquire digital assets, beginning with LINK, with remaining proceeds for working capital and its core business. The document details asset management revenue streams: fund set-up fees recognized at completion; fund management fees generally of 1.0%–1.5% of unreturned capital (and 0.7% of enterprise value for Caliber Hospitality Trust); financing fees recognized at loan closing; development/construction fees typically 4.0% of project costs; brokerage fees at fixed rates; and performance allocations of 15%–35% of cash distributions after preferred returns, where preferred returns range from 6%–12%. The Sales Agents (R.F. Lafferty & Co. Inc. and The Benchmark Company, LLC) act as underwriters using reasonable best efforts and are indemnified by the company. Financial statements are audited by Deloitte & Touche LLP and multiple SEC filings are incorporated by reference.
CaliberCos Inc. discloses multiple classes of potential dilution tied to outstanding convertible securities, options, warrants, rights and reserved plan shares. The filing lists specific issuable amounts including 135,440 option shares, 241,060 RSU shares, 129,432 warrant shares, 134,284 shares from convertible debt, and 124,419 shares reserved under the 2024 Equity Incentive Plan. It also notes 965,714 shares were issued under an Equity Purchase Agreement with Mast Hill at a weighted average sales price of
CaliberCos Inc. has approved a new Digital Asset Treasury Strategy and Policy that will make digital assets, starting with Chainlink’s LINK token, the principal holding in its treasury reserves. The company may use available liquidity, including proceeds from its existing Equity Line of Credit facility, to purchase LINK and related digital assets, and plans to explore operating Chainlink validator nodes and staking LINK to earn additional LINK rewards.
The filing emphasizes that LINK is highly volatile and less liquid than cash, so declines in its value could materially affect CaliberCos’ earnings and the market price of its Class A common stock. The company details extensive risks around crypto market instability, custody and counterparty failures, cyberattacks, regulatory and tax changes, potential treatment of LINK as a security or investment security under the Investment Company Act, and the possibility that this strategy could complicate relationships with banks, insurers, auditors, and other service providers.
CaliberCos Inc. reported that its joint venture development, PURE Pickleball & Padel™, has entered into a 10-year exclusive agreement with Wolfgang Puck Catering. Under this deal, Wolfgang Puck Catering will provide all food and beverage services at PURE’s venue, including the first-floor restaurant and bar, grab-and-go marketplace, pro arena concessions, as well as the second-floor special events space, teaching kitchen, VIP lounge, and rooftop patio and bar. The arrangement ties a well-known premium catering and hospitality brand to PURE’s sports and entertainment concept, aiming to enhance the customer experience across the facility.
FAQ
What is the current stock price of CaliberCos (CWD)?
What is the market cap of CaliberCos (CWD)?
