Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CaliberCos Inc. (CWD) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a Nasdaq Capital Market issuer. Caliber, an alternative asset manager with a private equity real estate platform and a Digital Asset Treasury strategy anchored in Chainlink’s LINK token, uses filings such as Form 8-K to report material events, capital structure changes, and key business updates.
Investors reviewing CWD filings will find multiple Form 8-K reports describing topics like equity offerings, a note conversion program that allows holders of certain unsecured promissory notes to convert into Class A common stock, and the resulting impact on debt levels and stockholders’ equity. Other 8-K filings discuss Nasdaq Listing Rule 5550(b)(1) stockholders’ equity compliance, including prior notifications of deficiency and subsequent confirmation that Caliber regained compliance based on reported equity levels.
Caliber also uses Form 8-K to furnish press releases about its financial results, including quarterly earnings, preliminary estimates, and supplemental information on its asset management "Platform" performance. Additional filings cover the launch and evolution of its Digital Asset Treasury strategy, including strategic purchases of LINK tokens, staking activity with Chainlink node operators, and the selection of institutional trading and custody platforms such as Coinbase Prime and StoneX.
Through Stock Titan, users can monitor new Caliber filings as they appear on EDGAR and use AI-powered summaries to quickly understand the significance of each document. This includes identifying how specific filings relate to capital management, digital asset holdings, listing status, and the performance of Caliber’s asset management platform. Filings related to insider transactions (Form 4), annual reports (Form 10-K), and quarterly reports (Form 10-Q), when available, can be reviewed alongside 8-Ks to build a more complete picture of CWD’s regulatory and financial history.
CaliberCos Inc. (CWD) filed a Form 4 on 20 June 2025 disclosing a routine equity compensation transaction for director Michael Trzupek. On 17 June 2025 the director received 5,052 employee stock options under the company’s 2024 Equity Incentive Plan.
- Exercise price: $3.55 per share
- Date exercisable: 17 June 2025 (immediate vesting indicated by same grant and exercisable date)
- Expiration: 17 June 2035 (10-year term)
- Securities underlying option: Class A common stock
- Post-grant holdings: 15,567 derivative securities (options) reported as beneficially owned; no common-share transactions reported in Table I
- Ownership nature: Direct
No sale of shares, change in ownership structure, or other derivative activity was reported. The filing merely documents an annual director compensation grant; therefore, it does not indicate any change in insider sentiment or company fundamentals. Investors typically view such issuances as non-dilutive in the short term because they are contingent on exercise at a premium to the current share price.
Form 4 snapshot – CaliberCos Inc. (CWD)
Director Lawrence X. Taylor III reported an option grant on 17 June 2025 under the company’s 2024 Equity Incentive Plan. The filing discloses the acquisition of 5,052 employee stock options with an exercise price of $3.55 per share and an expiration date of 17 June 2035. The options were acquired as part of normal board compensation; no shares were sold.
Following the transaction, Taylor directly holds 14,821 derivative securities linked to CWD Class A common stock. No non-derivative share transactions were reported. The filing does not reference any Rule 10b5-1 trading plan and does not alter Taylor’s status as a company director.
Because the transaction is a routine equity incentive grant with a modest size relative to CaliberCos’ public float, market impact is expected to be immaterial.
CaliberCos Inc. (CWD) – Form 4 insider filing
Director Daniel Paul Hansen reported one transaction dated June 17, 2025. The company granted him 5,052 employee stock options under the 2024 Equity Incentive Plan. The options carry an exercise price of $3.55 per share and expire on June 17, 2035.
Following this grant, Hansen beneficially owns 14,823 derivative securities (options) related to CaliberCos Class A common stock. The filing lists ownership as direct; no indirect holdings or sales were disclosed, and no non-derivative share transactions were reported.
The Form 4 indicates routine director compensation rather than an open-market purchase or sale. No Rule 10b5-1 trading plan was marked, and there were no amendments to prior filings.