Welcome to our dedicated page for CaliberCos SEC filings (Ticker: CWD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
CaliberCos Inc. filings document the formal disclosures of a Nasdaq-listed alternative asset manager with private real estate funds, development and financing activities, and a digital asset treasury component. Recent 8-K reports include Regulation FD announcements, earnings-call timing, project updates, capital-structure changes and material definitive agreements tied to noteholder conversion activity.
Caliber's SEC records also cover securities and governance matters, including Class A common stock, Series AAA Convertible Preferred Stock, preferred equity conversions, registration rights, and resale registration activity. Proxy materials document annual meeting voting items such as director elections and the ratification of the independent registered public accounting firm, while the company's filings identify it as an emerging growth company.
CaliberCos Inc. discloses multiple classes of potential dilution tied to outstanding convertible securities, options, warrants, rights and reserved plan shares. The filing lists specific issuable amounts including 135,440 option shares, 241,060 RSU shares, 129,432 warrant shares, 134,284 shares from convertible debt, and 124,419 shares reserved under the 2024 Equity Incentive Plan. It also notes 965,714 shares were issued under an Equity Purchase Agreement with Mast Hill at a weighted average sales price of $2.56. The document references additional Rights, a $25 million Equity Purchase Agreement capacity, related registration information, and a cross-reference to the company’s Form 8-A description of capital stock.
CaliberCos Inc. has approved a new Digital Asset Treasury Strategy and Policy that will make digital assets, starting with Chainlink’s LINK token, the principal holding in its treasury reserves. The company may use available liquidity, including proceeds from its existing Equity Line of Credit facility, to purchase LINK and related digital assets, and plans to explore operating Chainlink validator nodes and staking LINK to earn additional LINK rewards.
The filing emphasizes that LINK is highly volatile and less liquid than cash, so declines in its value could materially affect CaliberCos’ earnings and the market price of its Class A common stock. The company details extensive risks around crypto market instability, custody and counterparty failures, cyberattacks, regulatory and tax changes, potential treatment of LINK as a security or investment security under the Investment Company Act, and the possibility that this strategy could complicate relationships with banks, insurers, auditors, and other service providers.
CaliberCos Inc. files a prospectus supplement covering the resale of up to 13,475,412 shares of Class A common stock held by selling stockholders. The supplement primarily updates how any proceeds received by the company from related arrangements will be used.
The company will not receive cash from selling stockholders’ resale of shares, but may receive up to $25 million in gross proceeds from sales of Class A common stock to Mast Hill under an equity purchase agreement, as well as any cash exercise of warrants. CaliberCos now plans to use any such proceeds to acquire digital assets, starting with LINK, with the remainder allocated to working capital and general corporate purposes for its existing core operating business.
CaliberCos Inc. reported that its joint venture development, PURE Pickleball & Padel™, has entered into a 10-year exclusive agreement with Wolfgang Puck Catering. Under this deal, Wolfgang Puck Catering will provide all food and beverage services at PURE’s venue, including the first-floor restaurant and bar, grab-and-go marketplace, pro arena concessions, as well as the second-floor special events space, teaching kitchen, VIP lounge, and rooftop patio and bar. The arrangement ties a well-known premium catering and hospitality brand to PURE’s sports and entertainment concept, aiming to enhance the customer experience across the facility.
CaliberCos Inc. (CWD) filed a Form 4 on 20 June 2025 disclosing a routine equity compensation transaction for director Michael Trzupek. On 17 June 2025 the director received 5,052 employee stock options under the company’s 2024 Equity Incentive Plan.
- Exercise price: $3.55 per share
- Date exercisable: 17 June 2025 (immediate vesting indicated by same grant and exercisable date)
- Expiration: 17 June 2035 (10-year term)
- Securities underlying option: Class A common stock
- Post-grant holdings: 15,567 derivative securities (options) reported as beneficially owned; no common-share transactions reported in Table I
- Ownership nature: Direct
No sale of shares, change in ownership structure, or other derivative activity was reported. The filing merely documents an annual director compensation grant; therefore, it does not indicate any change in insider sentiment or company fundamentals. Investors typically view such issuances as non-dilutive in the short term because they are contingent on exercise at a premium to the current share price.
Form 4 snapshot – CaliberCos Inc. (CWD)
Director Lawrence X. Taylor III reported an option grant on 17 June 2025 under the company’s 2024 Equity Incentive Plan. The filing discloses the acquisition of 5,052 employee stock options with an exercise price of $3.55 per share and an expiration date of 17 June 2035. The options were acquired as part of normal board compensation; no shares were sold.
Following the transaction, Taylor directly holds 14,821 derivative securities linked to CWD Class A common stock. No non-derivative share transactions were reported. The filing does not reference any Rule 10b5-1 trading plan and does not alter Taylor’s status as a company director.
Because the transaction is a routine equity incentive grant with a modest size relative to CaliberCos’ public float, market impact is expected to be immaterial.
CaliberCos Inc. (CWD) – Form 4 insider filing
Director Daniel Paul Hansen reported one transaction dated June 17, 2025. The company granted him 5,052 employee stock options under the 2024 Equity Incentive Plan. The options carry an exercise price of $3.55 per share and expire on June 17, 2035.
Following this grant, Hansen beneficially owns 14,823 derivative securities (options) related to CaliberCos Class A common stock. The filing lists ownership as direct; no indirect holdings or sales were disclosed, and no non-derivative share transactions were reported.
The Form 4 indicates routine director compensation rather than an open-market purchase or sale. No Rule 10b5-1 trading plan was marked, and there were no amendments to prior filings.