Muriel Siebert & Co. (CXDO) lists RSU vestings, option exercises in Form 144

Rhea-AI Filing Summary

Muriel Siebert & Co., Inc. submitted a Form 144 reporting proposed sales of Common Stock. The filing lists specific equity events with dates and quantities, including RSU vesting on 10/17/2022 (7,358 shares) and option exercises on 12/08/2022 (30,000 shares).

The table also shows additional vesting and exercise entries on 11/12/2022 (500 shares), 12/12/2022 (500 shares) and 12/27/2022 (1,642 shares), and several Common Stock line items with dates in 05/2026 and amounts such as 10,000 and 20,000.

Insights

Securities Compliance Analyst

Form 144 is a routine affiliate resale notice listing proposed sales and equity events.

Form 144 provides a selling notice for affiliates to report intended dispositions of restricted or control securities. This filing lists vesting of RSUs and option exercises with exact dates and share counts, which permit planned resale actions under Rule 144 processes.

Timing and execution details are not stated here; subsequent filings or broker reports would show completed trades. Review subsequent public filings for confirmation of actual sales.

Key Figures

RSU vesting: 7,358 shares Option exercise: 30,000 shares RSU vesting: 500 shares +4 more

7 metrics

RSU vesting 7,358 shares vesting on 10/17/2022

Option exercise 30,000 shares stock option exercise on 12/08/2022

RSU vesting 500 shares vesting on 11/12/2022

RSU vesting 500 shares vesting on 12/12/2022

Option exercise 1,642 shares stock option exercise on 12/27/2022

Common Stock line items 10,000 shares listed with date 05/04/2026

Common Stock line items 20,000 shares listed with date 05/06/2026

Key Terms

Form 144, RSU, stock option exercise, Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Vesting of RSUs | 10/17/2022 | 7,358"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

stock option exercise financial

"Stock option exercise | 12/08/2022 | 30,000"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Equity Compensation Common Stock | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	10000	81541	32415373	05/04/2026	NASDAQ
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	10000	86601	32415373	05/05/2026	NASDAQ
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	20000	187472	32415373	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/17/2022	Vesting of RSUs	Issuer			7358	10/17/2022	Equity Compensation
Common Stock	11/12/2022	Vesting of RSUs	Issuer			500	11/12/2022	Equity Compensation
Common Stock	12/08/2022	Stock option exercise	Issuer			30000	12/08/2022	Equity Compensation
Common Stock	12/12/2022	Vesting of RSUs	Issuer			500	12/12/2022	Equity Compensation
Common Stock	12/27/2022	Stock option exercise	Issuer			1642	12/27/2022	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Muriel Siebert & Co., Inc.'s Form 144 (CXDO) report?

It reports proposed sales of Common Stock tied to equity events such as RSU vesting and option exercises. The form lists dates and share counts for each event, providing notice of intended dispositions by affiliates and other restricted holders.

Which specific equity events are listed in the filing for CXDO?

The filing lists RSU vesting and stock option exercises with dates and quantities. Examples include 7,358 shares vesting on 10/17/2022 and 30,000 shares exercised on 12/08/2022, among others.

Do these entries mean the shares were sold for CXDO?

This Form 144 indicates proposed or reported dispositions, not proof of completed sales. It lists planned sale notices tied to vesting/exercise events; confirmation of executed trades requires later transaction reports or broker disclosures.

What dates and share amounts appear for recent entries in the CXDO excerpt?

The excerpt shows multiple dated entries: 11/12/2022 (500 shares), 12/12/2022 (500 shares), and 12/27/2022 (1,642 shares), plus items dated 05/04/2026 through 05/06/2026 with listed amounts such as 10,000 and 20,000.

How should investors interpret Form 144 filings for CXDO?

Form 144 signals that affiliates intend to dispose of restricted or control shares; it documents the legal notice and the related equity events. Investors should treat it as disclosure of potential selling activity rather than definitive executed sales.