Muriel Siebert files Form 144 listing proposed Common stock sales
Muriel Siebert & Co., Inc. submitted a Form 144 reporting proposed sales of Common Stock.
Rhea-AI Filing Summary
Muriel Siebert & Co., Inc. submitted a Form 144 reporting proposed sales of Common Stock. The filing lists specific equity events with dates and quantities, including RSU vesting on 10/17/2022 (7,358 shares) and option exercises on 12/08/2022 (30,000 shares).
The table also shows additional vesting and exercise entries on 11/12/2022 (500 shares), 12/12/2022 (500 shares) and 12/27/2022 (1,642 shares), and several Common Stock line items with dates in 05/2026 and amounts such as 10,000 and 20,000.
Positive
- None.
Negative
- None.
Insights
Form 144 is a routine affiliate resale notice listing proposed sales and equity events.
Form 144 provides a selling notice for affiliates to report intended dispositions of restricted or control securities. This filing lists vesting of RSUs and option exercises with exact dates and share counts, which permit planned resale actions under Rule 144 processes.
Timing and execution details are not stated here; subsequent filings or broker reports would show completed trades. Review subsequent public filings for confirmation of actual sales.
Key Figures
Key Terms
Form 144 regulatory
RSU financial
stock option exercise financial
Issuer regulatory
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Muriel Siebert & Co., Inc.'s Form 144 (CXDO) report?
Which specific equity events are listed in the filing for CXDO?
How should investors interpret Form 144 filings for CXDO?
AI-generated analysis. How Rhea-AI works. Not financial advice.