[144] Sprinklr, Inc. SEC Filing

Rhea-AI Filing Summary

Insider sale notice for Sprinklr, Inc. (CXM) reports an intended sale of 37,008 common shares through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $286,675.07 and an approximate sale date of 09/16/2025. The shares were acquired on 09/15/2025 as restricted stock vesting under a registered plan and were paid for on the acquisition date. The filing also discloses multiple recent sales by the same person, Manish Sarin: 174,749 shares on 07/09/2025 for $220,212.00, 600 shares on 07/08/2025 for $5,400.00, 24,468 shares on 07/07/2025 for $1,584,973.43, and 35,744 shares on 06/16/2025 for $292,175.03. The filer certifies no undisclosed material adverse information.

Positive

• Source of shares disclosed as restricted stock vesting under a registered plan, clarifying these are compensation-related shares
• Broker and exchange identified (Morgan Stanley Smith Barney LLC, NYSE), indicating standard institutional handling

Negative

• Relationship to issuer not provided in the excerpt, so the filer’s exact role or insider status is not explicitly stated
• Concentrated recent insider selling by the same person across multiple dates in June–July 2025, which may warrant investor attention

Insights

Securities Analyst

TL;DR: Routine insider sale of newly vested restricted stock; proceeds and volumes are modest relative to typical market caps.

The filing shows a planned sale of 37,008 vested shares executed through a broker on 09/16/2025 and documents several recent insider disposals by Manish Sarin in June and July 2025. The source of the shares is explicitly restricted stock vesting under a registered plan, indicating these are compensation-related distributions rather than open-market transfers from external holdings. The disclosure and broker routing are standard for Rule 144 notices and include the required certification about material non-public information.

Corporate Governance Expert

TL;DR: Disclosure is complete for Rule 144 purposes; transaction appears administrative rather than signal of corporate distress.

The form identifies the nature of acquisition (restricted stock vesting) and recent disposals by the same individual, which supports transparency on insider liquidity actions. The absence of a stated relationship field in the provided excerpt means the filing does not explicitly label the filer’s corporate role here; however, the required certification about lack of undisclosed adverse information is present. From a governance perspective, the filing fulfills routine reporting obligations under Rule 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	37008	286675.07	142422232	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted stock vesting under a registered plan	Issuer			37008	09/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MANISH SARIN 441 9th Avenue 12th Floor New York NY 10001	Common	07/09/2025	174749	220212.00
MANISH SARIN 441 9th Avenue 12th Floor New York NY 10001	Common	07/08/2025	600	5400.00
MANISH SARIN 441 9th Avenue 12th Floor New York NY 10001	Common	07/07/2025	24468	1584973.43
MANISH SARIN 441 9th Avenue 12th Floor New York NY 10001	Common	06/16/2025	35744	292175.03

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the Form 144 for Sprinklr (CXM) report?

The notice reports an intended sale of 37,008 common shares to be sold on 09/16/2025 on the NYSE via Morgan Stanley Smith Barney, valued at $286,675.07.

How were the shares being sold acquired?

The 37,008 shares were acquired on 09/15/2025 as restricted stock vesting under a registered plan and payment was recorded on the acquisition date.

Have there been recent sales by the same person?

Yes. Manish Sarin sold 174,749 shares on 07/09/2025 for $220,212.00, 600 shares on 07/08/2025 for $5,400.00, 24,468 shares on 07/07/2025 for $1,584,973.43, and 35,744 shares on 06/16/2025 for $292,175.03.

Does the filing disclose any undisclosed adverse information about Sprinklr (CXM)?

The signer represents by signature that they do not know any material adverse information about the issuer that has not been publicly disclosed.

Which broker is handling the sale and on which exchange will it occur?

The sale is routed through Morgan Stanley Smith Barney LLC and is expected to occur on the NYSE.