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Sprinklr (CXM) SEC Filings

CXM NYSE

Sprinklr, Inc. filings document the public-company reporting framework for a NYSE-listed software issuer with Class A common stock. Form 8-K reports cover operating results, furnished earnings releases, Regulation FD disclosures, share repurchase authorization activity, and changes involving directors and executive officers.

Proxy materials describe annual meeting matters, director elections, board and committee governance, stockholder voting procedures, executive compensation, and related governance disclosures. Together, the filings provide formal records for Sprinklr’s Unified-CXM business, capital structure, leadership changes, and stockholder oversight matters.

Rhea-AI Summary

Sprinklr, Inc. (CXM) officer Jacob Scott reported a proposed sale of 16,407 common shares, with an aggregate market value of $111,731.67. The notice lists November 2, 2026, as the approximate sale date and NYSE as the exchange. The recent-sales section lists 26,094 shares sold September 16, 2026, for $144,821.70, and a separately labeled 10b5-1 sales entry of 71,585 shares sold August 10, 2026, for $498,800.75.

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Sprinklr, Inc. (CXM) director Stephen M. Ward Jr. purchased 150,000 shares of Class A Common Stock directly on October 13, 2026, at a weighted average price of $5.67 per share. The purchases were made in multiple transactions ranging from $5.60 to $5.73 per share, and his reported holdings afterward were 237,088 shares. No Rule 10b5-1 plan is reported.

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Sprinklr, Inc. (CXM) President & CEO Rory P. Read sold 203,666 Class A Common Stock shares on October 1, 2026, at a weighted average price of $5.17 per share. The shares were sold under a Rule 10b5-1 trading plan adopted July 2, 2026. Read directly held 3,069,659 shares after the sale.

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Rhea-AI Summary

Sprinklr, Inc. (CXM) reported that Rory Read, identified as a director and officer, proposed to sell 203,666 shares of common stock through Morgan Stanley Smith Barney LLC, at an aggregate market value of $1,008,146.70. The approximate sale date is October 1, 2026. The shares were acquired upon vesting of restricted stock units between November 5, 2025, and March 15, 2026.

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Sprinklr, Inc. (CXM) reported that its General Counsel and Corporate Secretary, Scott Jacob, sold 26,094 shares of Class A Common Stock on September 16, 2026 at a weighted average price of $5.55 per share, in transactions ranging from $5.53 to $5.59. According to the company’s equity plan terms, these shares were sold solely to cover minimum statutory tax withholding obligations arising from the vesting of restricted stock units and did not represent a discretionary sale. After these sales, Jacob directly held 550,733 shares.

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Sprinklr, Inc. (CXM) reports that Chief Technology Officer Amitabh Misra sold Class A common stock in two transactions. On September 15, 2026, he sold 40,000 shares at a weighted average price of $5.73 per share under a Rule 10b5-1 trading plan adopted on June 16, 2026. On September 16, 2026, he sold 29,629 shares at a weighted average price of $5.55 per share in a mandated "sell to cover" transaction to satisfy statutory tax withholding on vested restricted stock units, which the company states was not a discretionary sale.

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Sprinklr, Inc. (CXM) director and ten percent owner Thomas Ragy reported a mandatory sale of 5,457 shares of Class A Common Stock on September 16, 2026, at a weighted average price of $5.55 per share, with individual sale prices ranging from $5.53 to $5.59. According to the disclosure, the shares were sold solely to cover statutory tax withholding obligations arising from the vesting of restricted stock units under the company’s equity incentive plans, pursuant to a required "sell to cover" arrangement and not as a discretionary trade. Following this transaction, Ragy directly holds 735,253 shares of Sprinklr Class A Common Stock.

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Sprinklr, Inc. (CXM) reported that Chief Information Officer Sanjay Macwan sold 6,936 shares of Class A Common Stock on September 16, 2026. The company states this was a mandated “sell to cover” transaction to satisfy minimum statutory tax-withholding obligations on vesting restricted stock units, not a discretionary sale. After the sale, Macwan directly holds 545,997 shares.

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Sprinklr, Inc. (CXM) reports that Chief Administrative Officer Joy Corso sold 34,153 shares of Class A Common Stock on September 16, 2026 at a weighted average price of $5.55 per share, in multiple trades between $5.53 and $5.59. The company states this was a mandatory “sell to cover” transaction to satisfy minimum statutory tax withholding obligations arising from the vesting of restricted stock units and does not represent a discretionary sale by Corso. Following these sales, Corso directly holds 1,141,463 shares of Class A Common Stock; no Rule 10b5-1 trading plan is reported.

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Rhea-AI Summary

Sprinklr, Inc. (CXM) reported that President & CEO Rory P. Read sold 145,865 shares of Class A common stock on September 16, 2026 at a weighted average price of $5.55 per share. The company states this was a mandatory "sell to cover" transaction to satisfy statutory tax withholding on vesting restricted stock units and not a discretionary sale. Following the sale, Rory Read directly holds 3,273,325 shares of Sprinklr Class A common stock, and no Rule 10b5-1 trading plan is reported.

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FAQ

How many Sprinklr (CXM) SEC filings are available on StockTitan?

StockTitan tracks 161 SEC filings for Sprinklr (CXM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Sprinklr (CXM)?

The most recent SEC filing for Sprinklr (CXM) was filed on November 2, 2026.