STOCK TITAN

Sprinklr (CXM) awards 455,341 RSUs to Chief Product & CSO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Suri Karthik reported acquisition or exercise transactions in this Form 4 filing.

Sprinklr, Inc. reported a Form 4 showing Chief Product & CSO Karthik Suri receiving an equity compensation grant of 455,341 shares of Class A Common Stock in the form of restricted stock units (RSUs) at no cash cost to him.

According to the vesting schedule, one-third of the RSUs will vest on March 15, 2027, with the remaining units vesting in eight substantially equal installments on each subsequent June 15, September 15, December 15, and March 15, as long as he continues serving the company on those dates. After this award, Suri directly holds 1,174,293 shares of Sprinklr Class A Common Stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Suri Karthik

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Chief Product & CSO
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/15/2026 A 455,341(1) A $0 1,174,293 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. One-third (1/3rd) of the RSUs will vest on March 15, 2027 and the remainder will vest in eight substantially equal installments on each subsequent June 15, September 15, December 15 and March 15, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
/s/ Laura Acton, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sprinklr (CXM) disclose for Karthik Suri?

Sprinklr disclosed that Chief Product & CSO Karthik Suri received a grant of 455,341 Class A Common Stock RSUs. The award is equity compensation, not a cash purchase, and is structured to vest over multiple future dates, subject to his continued service.

How many Sprinklr (CXM) RSUs were granted to Karthik Suri and how do they vest?

Karthik Suri was granted 455,341 restricted stock units in Sprinklr Class A Common Stock. One-third vests on March 15, 2027, and the remaining RSUs vest in eight substantially equal installments on later June 15, September 15, December 15 and March 15 dates, contingent on continued service.

Is Karthik Suri’s Sprinklr (CXM) RSU grant an open-market stock purchase?

No, the 455,341-share award is classified as a grant or award acquisition, not an open-market purchase. It represents restricted stock units granted as compensation at a stated price of $0.0000 per share, subject to a multi-year vesting schedule tied to continued employment.

What are Karthik Suri’s Sprinklr (CXM) holdings after this RSU award?

Following the reported RSU grant, Karthik Suri holds 1,174,293 shares of Sprinklr Class A Common Stock directly. This figure reflects his position after the acquisition recorded in the Form 4 and provides context for the size of the new compensation-related award.

What conditions apply to vesting of Karthik Suri’s Sprinklr (CXM) RSUs?

The RSUs vest over time only if Karthik Suri continues serving Sprinklr on each vesting date. One-third vests on March 15, 2027, and the remainder vests in eight substantially equal quarterly-style installments on specified June, September, December and March dates thereafter.
Sprinklr Inc

NYSE:CXM

View CXM Stock Overview

CXM Rankings

CXM Latest News

CXM Latest SEC Filings

CXM Stock Data

1.48B
124.34M
Software - Application
Services-prepackaged Software
Link
United States
NEW YORK