Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprinklr, Inc. filings document the public-company reporting framework for a NYSE-listed software issuer with Class A common stock. Form 8-K reports cover operating results, furnished earnings releases, Regulation FD disclosures, share repurchase authorization activity, and changes involving directors and executive officers.
Proxy materials describe annual meeting matters, director elections, board and committee governance, stockholder voting procedures, executive compensation, and related governance disclosures. Together, the filings provide formal records for Sprinklr’s Unified-CXM business, capital structure, leadership changes, and stockholder oversight matters.
Sprinklr, Inc. reported that its Chief Financial Officer, Manish Sarin, will leave the company and remain through a transition period ending on the stated Transition Date, after which he will receive severance consistent with the companys Executive Severance and Change in Control Plan. During the transition he will be paid at his current base salary and remain eligible for benefits, and will be subject to customary post-employment obligations. The Board has designated CEO Rory Read to serve as interim Chief Financial Officer while the company conducts a search for a permanent CFO. Separately, Sprinklr announced the appointment of Scott Millard as Chief Revenue Officer, effective as stated.
Ragy Thomas and three related trusts report substantial ownership in Sprinklr, Inc. Mr. Thomas beneficially owns a total of 55,411,259 shares and is shown with 32,067,751 shares of sole voting power and 23,343,508 shares of shared voting power. The filing details Mr. Thomas holdings across classes: 177,765 Class A, 22,892,365 Class B, 8,994,621 Class B issuable on exercisable options and 3,000 Class B issuable on imminent RSU vesting. The three trusts hold 8,129,863, 13,106,677 and 1,996,523 Class B shares respectively, with Mr. Thomas as trustee and holding shared voting and dispositive power for those trust holdings.
Percentages reported are based on the issuer's 10-Q share counts and a conversion of 5,791,931 Class B shares into Class A by Mr. Thomas; the filing shows the aggregate beneficial ownership represents 27.2% of Class A and combined Class A and Class B percentages of 20.7% for Mr. Thomas.
Sprinklr, Inc. reported a leadership change in its finance function. Marlise Ricci has decided to step down as the company’s Chief Accounting Officer and principal accounting officer, effective August 15, 2025. This role oversees the company’s accounting and financial reporting responsibilities.
In connection with her departure, the Board appointed Chief Financial Officer Manish Sarin to also serve as Sprinklr’s principal accounting officer, effective on the same date. The company notes there is no special arrangement behind his selection, no family relationships with other executives or directors, and no related-party transactions that require disclosure.
Sprinklr, Inc. (CXM) – Form 4 insider transaction
Chief Financial Officer Manish Sarin disclosed the disposition of 199,817 Class A common shares over three trading days (07/07-07/09/2025) under a pre-arranged Rule 10b5-1 plan adopted 20-Mar-2025.
- 07/07/2025: 24,468 shares sold at a weighted average price of $9.00
- 07/08/2025: 600 shares sold at $9.00
- 07/09/2025: 174,749 shares sold at a weighted average price of $9.07
Following these sales, Sarin’s direct beneficial ownership declined from an estimated 932,238 to 732,421 shares, a reduction of roughly 21 %. No derivative securities were involved.
While insider sales can signal management sentiment, the use of a 10b5-1 plan indicates the trades were scheduled in advance, reducing concerns about opportunistic timing. The aggregate transaction value is ~$1.8 million, immaterial to Sprinklr’s share count but noteworthy given the executive’s role.