CXM Form 144: Notice to sell 258,214 shares, $1.93M value

CXM filed a Form 144 notice for a proposed sale of 258,214 shares of common stock.

Accepted by SEC EDGAR 11/06/2025 - 04:39 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CXM filed a Form 144 notice for a proposed sale of 258,214 shares of common stock. The filing lists an aggregate market value of $1,931,647.29, an approximate sale date of 11/06/2025, and identifies Morgan Stanley Smith Barney LLC as the broker. The shares are listed on the NYSE, and the filing notes 142,422,232 shares outstanding.

The shares to be sold were acquired on 11/05/2025 through restricted stock vesting under a registered plan in two tranches: 76,000 and 182,214 shares. The notice states the standard representation that the seller does not know of undisclosed material adverse information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CXM disclose in the Form 144 notice?

A proposed sale of 258,214 common shares with an aggregate market value of $1,931,647.29.

When is the approximate sale date for the CXM shares?

The filing lists an approximate date of sale of 11/06/2025.

How were the CXM shares to be sold acquired?

They were acquired on 11/05/2025 via restricted stock vesting under a registered plan in tranches of 76,000 and 182,214 shares.

Which broker is named for the proposed CXM share sale?

The broker is Morgan Stanley Smith Barney LLC.

On which exchange are the CXM shares listed?

The filing names the NYSE as the securities exchange.

How many CXM shares are outstanding, according to the notice?

The filing lists 142,422,232 shares outstanding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001528597
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRINKLR, INC.
SEC File Number	001-40528
Address of Issuer	441 9th Avenue 12th Floor New York NEW YORK 10001
Phone	(917) 933-7800
Name of Person for Whose Account the Securities are To Be Sold	RORY READ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	258214	1931647.29	142422232	11/06/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2025	Restricted stock vesting under a registered plan	Issuer			76000	11/05/2025	Not Applicable
Common	11/05/2025	Restricted stock vesting under a registered plan	Issuer			182214	11/05/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/06/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Rory P Read
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)