Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprinklr, Inc. filings document the public-company reporting framework for a NYSE-listed software issuer with Class A common stock. Form 8-K reports cover operating results, furnished earnings releases, Regulation FD disclosures, share repurchase authorization activity, and changes involving directors and executive officers.
Proxy materials describe annual meeting matters, director elections, board and committee governance, stockholder voting procedures, executive compensation, and related governance disclosures. Together, the filings provide formal records for Sprinklr’s Unified-CXM business, capital structure, leadership changes, and stockholder oversight matters.
Sprinklr (NYSE:CXM) filed a Form 4 showing that Chief Customer Officer Scott M. Harvey sold 121,057 Class A shares on 26 Jun 2025 at a $8.32 weighted-average price (range $8.14–$8.42), realising roughly $1.0 million in proceeds.
The sale was executed under a Rule 10b5-1 plan adopted 27 Mar 2025 and reduced his stake by about 15%; he continues to own 703,332 shares. No derivative transactions or additional insider activities were reported.
Sprinklr Director Thomas Ragy Files Form 144 for Major Stock Sale
Director Thomas Ragy has filed a Form 144 notice indicating intention to sell 3,000,000 Class A Common Shares of Sprinklr through Citigroup Global Markets. The proposed sale has an aggregate market value of $23,940,600, with shares to be sold on the NYSE around June 27, 2025.
Key details:
- Ragy originally acquired 29,353,296 Class B shares from the issuer in June 2021, which will be converted to Class A shares upon sale
- Recent trading activity shows Ragy sold 1,506 shares on April 29, 2025 ($11,626) and 3,000,000 shares on June 18, 2025 ($23,820,000)
- Total outstanding shares: 256,647,000
- Sale complies with average 4-week trading volume requirements
The filing includes standard attestation that the seller has no knowledge of undisclosed material adverse information regarding Sprinklr's operations.
Sprinklr, Inc. (NYSE: CXM) – Form 144 insider sale notice
Officer Scott Michael Harvey has filed a Form 144 indicating an intent to sell 121,057 Class A common shares through Morgan Stanley Smith Barney on or after 26 June 2025. Based on the filing’s stated aggregate market value of $995,088.54, the planned sale represents roughly 0.085% of the 142,831,141 shares outstanding. The securities were acquired via restricted-stock-unit (RSU) vesting on 15 December 2024 and 15 March 2025.
The officer previously sold 13,964 shares for $114,085.88 on 16 June 2025. A written Rule 10b5-1 trading plan was adopted on 27 March 2025, and the filer certifies that no undisclosed material adverse information is known. The filing is LIVE and was signed on 26 June 2025.
Key takeaways
- Proposed sale size is modest in relation to total shares but could be monitored for continued insider selling trends.
- Use of a 10b5-1 plan and timely Form 144 filing indicates procedural compliance and mitigates information asymmetry concerns.
- No financial performance data or strategic updates are included; the document focuses solely on the intended disposition of insider-held shares.
Sprinklr announced that Chief Customer Officer Scott Harvey will depart the company on July 7, 2025. During the transition period, Harvey will maintain his current base salary and benefits eligibility. Upon departure, he will receive severance benefits aligned with the company's Executive Severance and Change in Control Plan and remain subject to confidentiality obligations and restrictive covenants.
The company also took the opportunity to reaffirm its financial guidance for Q2 and full year fiscal 2026 as previously announced in their June 4, 2025 press release.
- Transition period: June 24 - July 7, 2025
- Separation Agreement details to be filed with Q2 report (ending July 31, 2025)
- No changes to financial outlook previously provided
This executive departure represents a significant leadership change, though the reaffirmation of guidance suggests the transition is not expected to materially impact financial performance.
Sprinklr, Inc. (CXM) Form 4 filing: General Counsel & Corporate Secretary Jacob Scott reported the sale of 62,422 Class A common shares on 20-Jun-2025. The transaction, executed under a Rule 10b5-1 trading plan adopted on 21-Mar-2025, was completed at a weighted-average price of $7.99 (individual trades ranged from $7.95 to $8.10). Following the sale, Scott’s direct beneficial ownership stands at 441,664 shares. No derivative security transactions were reported.
Sprinklr, Inc. (CXM) – Form 144 filing overview
An insider has filed a Form 144 indicating an intent to sell up to 62,422 common shares of Sprinklr. The proposed sale, to be executed through Morgan Stanley Smith Barney LLC, carries an aggregate market value of $502,497.10 based on the price at filing. Relative to the company’s 142,831,141 shares outstanding, the contemplated sale represents roughly 0.04 % of float.
The filer previously sold 6,458 shares on 16-Jun-2025 for gross proceeds of $52,761.86. The upcoming sale is targeted for 20-Jun-2025 on the NYSE. The shares being sold were originally acquired as restricted stock units (RSUs) on 30-Dec-2021; no cash consideration was paid at acquisition.
No other financial metrics, earnings data, or strategic disclosures accompany the notice. By signing the form, the insider attests that they are not in possession of undisclosed material adverse information.
Sprinklr, Inc. (CXM) – Form 4 insider transaction report filed for Director Ragy Thomas on 18-Jun-2025.
- 06-16-2025: 32,768 Class A shares sold at a weighted-average price of $8.17. Footnote 1 clarifies the shares were automatically sold to satisfy statutory tax-withholding on RSU vesting.
- 06-17-2025: 3,000,000 Class B shares converted to Class A shares (transaction code “C”). No cash price is involved; each Class B share converts one-for-one into Class A (Footnote 3).
- 06-18-2025: 3,000,000 Class A shares sold at $7.94 per share.
After the reported transactions Mr. Thomas directly owns 974,286 Class A shares. He also retains substantial voting control through Class B holdings disclosed in Table II:
- Direct Class B: 26,353,296 shares (convertible one-for-one into Class A).
- Indirect Class B: 8,129,863 (2014 Family Trust), 13,106,677 (2017 Family Trust), 1,996,523 (2019 Family Trust), and 110,445 held by spouse.
Footnotes emphasize that Class B shares are freely convertible and automatically convert under specified conditions. The 32,768-share sale on 16-Jun was mandated by the issuer’s “sell-to-cover” tax policy, whereas the 3,000,000-share sale on 18-Jun appears discretionary.
Sprinklr, Inc. (CXM) – Form 4 filing dated 18-Jun-2025
Chief Administrative Officer Joy Corso reported the mandatory sale of 14,354 Class A common shares on 16-Jun-2025 at a weighted-average price of $8.17 (range $7.99-$8.25). The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units and therefore was not a discretionary sale. Following the transaction, Corso continues to beneficially own 803,394 shares, held directly.
The filing contains no derivative transactions and no additional purchases or sales by the insider. Given the small size relative to Corso’s remaining stake and the tax-withholding purpose, the activity is generally viewed as neutral from an investment-impact perspective.