STOCK TITAN

CXM Form 3 filing shows CFO with no beneficial holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) filed a Form 3 for its Chief Financial Officer, indicating the officer’s initial Section 16 disclosure. The filing states no securities are beneficially owned by the reporting person as of the event date. It is marked as a single reporting person filing.

The date of event is 10/07/2025. The form identifies the reporting person’s relationship to the issuer as Officer (Chief Financial Officer). The document was signed by /s/ Laura Acton, Attorney-in-Fact on 10/17/2025.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Coletta Anthony

(Last) (First) (Middle)
C/O SPRINKLR, INC.
9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/07/2025
3. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Laura Acton, Attorney-in-Fact 10/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sprinklr (CXM) disclose in this Form 3?

The filing reports that the company’s Chief Financial Officer has no securities beneficially owned as of the event date.

What is the event date on the Sprinklr (CXM) Form 3?

The date of event requiring the statement is 10/07/2025.

Who is the reporting person’s relationship to Sprinklr (CXM)?

The reporting person is an Officer, specifically the Chief Financial Officer.

How many reporting persons are included in this Form 3 for CXM?

It is marked as Form filed by One Reporting Person.

Who signed the Sprinklr (CXM) Form 3 and when?

The form was signed by /s/ Laura Acton, Attorney-in-Fact on 10/17/2025.

Does the Form 3 list any non-derivative or derivative holdings for CXM?

No. It states: “No securities are beneficially owned.”