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CXM Form 4: Sprinklr CFO receives 490,195 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) reported that its Chief Financial Officer, listed as an officer and sole reporting person, acquired a new equity award. On 11/15/2025, the CFO received 490,195 shares of Class A common stock in the form of restricted stock units (RSUs) at a price of $0 per share, reported as directly owned.

The RSU award will vest over time. One-fourth of the RSUs will vest on December 15, 2026, and one-twelfth of the remaining units will then vest on each subsequent March 15, June 15, September 15, and December 15, as long as the CFO continues in service through each vesting date.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Coletta Anthony

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/15/2025 A 490,195(1) A $0 490,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. The RSUs will vest one-fourth (1/4th) on December 15, 2026, and one-twelfth (1/12th) of the remaining RSUs will vest on each subsequent March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service through such vesting date.
/s/ Laura Acton, Attorney-in-Fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sprinklr (CXM) disclose in this Form 4 filing?

The filing shows that Sprinklr's Chief Financial Officer acquired 490,195 RSUs of Class A common stock on 11/15/2025, reported as directly owned.

How many RSUs did the Sprinklr (CXM) CFO receive and at what price?

The CFO received 490,195 restricted stock units of Class A common stock at a reported price of $0 per share, reflecting an equity compensation grant.

What is the vesting schedule for the 490,195 RSUs at Sprinklr (CXM)?

According to the filing, one-fourth of the RSUs will vest on December 15, 2026, and one-twelfth of the remaining RSUs will vest on each March 15, June 15, September 15, and December 15 thereafter, subject to continuous service.

Who is the reporting person in this Sprinklr (CXM) Form 4?

The reporting person is Sprinklr's Chief Financial Officer, identified as an officer of the company and filing the Form 4 as one reporting person.

Are these Sprinklr (CXM) RSUs a non-derivative or derivative security?

The 490,195 units are reported in Table I as non-derivative Class A common stock acquired in the form of RSUs, with no derivative securities reported in Table II.

What condition applies to the vesting of the Sprinklr (CXM) CFO RSUs?

The vesting of the RSUs is subject to the reporting person's continuous service with the company through each applicable vesting date.
Sprinklr Inc

NYSE:CXM

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