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CXM insider Form 4 shows 718,952 RSU award to Chief Product & CSO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) reported a Form 4 insider transaction for its Chief Product & CSO, filed as a single-reporting-person filing. On 11/15/2025, the officer received 718,952 shares of Class A common stock in the form of restricted stock units (RSUs) at a price of $0, and directly holds these shares following the transaction.

The RSU grant consists of two awards. The first award of 130,718 RSUs vests in two equal installments on June 15, 2026 and December 15, 2026. The second award of 588,234 RSUs vests one-fourth on December 15, 2026, with one-twelfth of the remaining units vesting on each subsequent March 15, June 15, September 15 and December 15, subject in each case to the executive’s continuous service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Suri Karthik

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Chief Product & CSO
3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/15/2025 A 718,952(1) A $0 718,952 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents two restricted stock unit ("RSU") awards. 130,718 RSUs (the "First Grant") will vest in two equal installments on June 15, 2026 and December 15, 2026. 588,234 RSUs (the "Second Grant") will vest one-fourth (1/4th) on December 15, 2026, and one-twelfth (1/12th) of the remaining RSUs will vest on each subsequent March 15, June 15, September 15 and December 15 thereafter. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.
/s/ Laura Acton, Attorney-in-Fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sprinklr (CXM) report in this Form 4?

The report shows Sprinklr’s Chief Product & CSO acquired 718,952 Class A common shares on 11/15/2025 through restricted stock unit (RSU) awards.

Who is the reporting person in this Sprinklr (CXM) Form 4 filing?

The reporting person is an officer of Sprinklr, serving as Chief Product & CSO, and the filing is made by one reporting person.

How many RSUs were granted to the Sprinklr (CXM) officer and at what price?

The officer received 718,952 RSUs related to Class A common stock at a reported transaction price of $0 per share.

What is the vesting schedule for the 130,718 RSU grant at Sprinklr (CXM)?

The 130,718 RSUs vest in two equal installments on June 15, 2026 and December 15, 2026, subject to continuous service.

How do the 588,234 RSUs granted to the Sprinklr (CXM) officer vest?

The 588,234 RSUs vest one-fourth on December 15, 2026, then one-twelfth of the remaining units on each following March 15, June 15, September 15 and December 15, contingent on continued service.

Is the Sprinklr (CXM) officer’s ownership reported as direct or indirect?

The 718,952 shares reported as beneficially owned following the transaction are held in direct ownership.

Sprinklr Inc

NYSE:CXM

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1.55B
124.49M
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